Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, September 27, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Sophia Duffy & Steve Parrish, You Say Fiduciary, I Say Binary: A Review and Recommendation of Robo-Advisors and the Fiduciary and Best Interest Standards, 17 Hastings Bus. L.J. 3 (2021).

Paul Ferrillo, To over Disclose or Not: That Is the Question with Cybersecurity, 20 Fla. St. U. Bus. Rev. 79 (2021).

William Montemarano, Note, Alternative Data and Insider Trading: Are Investment Managers Asleep at the Wheel on Big Data Use?, 15 Brook. J. Corp. Fin. & Com. L. 263 (2020).

Heath P. Tarbert & Daniel J. Grimm, The CFTC's Swap Data Overhaul, 20 Fla. St. U. Bus. Rev. 1 (2021).

C. Paul Wazzan, Joseph K. Tanimura & George Derpanopoulos, The Use of Blue Sheet Data in Insider Trading Actions: A Case Study, 20 Fla. St. U. Bus. Rev. 97 (2021).

September 27, 2021 | Permalink | Comments (0)

Monday, September 20, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Alon Brav, Dorothy Lund & Edward Rock, Validation Capital, 99 Tex. L. Rev. 1247 (2021).

Patrick M. Corrigan, Footloose with Green Shoes: Can Underwriters Profit from IPO Underpricing?, 38 Yale J. on Reg. 908 (2021).

James D. Cox & Randall S. Thomas, A Revised Monitoring Model Confronts Today's Movement toward Managerialism, 99 Tex. L. Rev. 1275 (2021).

Carol R. Goforth, Using Cybersecurity Failures to Critique the SEC's Approach to Crypto Regulation, 65 S.D. L. Rev. 433 (2020).

Parth Kalaria, Note, Rated P for Public: Learning from Dodd-Frank and Credit Rating Agencies to Propose a Public Cryptocurrency Rating Provider in the United States, 2020 Colum. Bus. L. Rev. 656 (2020).

Mike Koehler, Foreign Corrupt Practices Act Enforcement and Related Developments, 89 Miss. L.J. 227 (2020).

Yoon-Ho Alex Lee, Incorporating Market Reactions into Agency Rulemaking, 54 Wake Forest L. Rev. 1361 (2019).

Zachary J. Lustbader, Note, Title 18 Insider Trading, 130 Yale L. J. 1828 (2021).

Mariel Mok, Note, Who Determines Customer Property, 2020 Colum. Bus. L. Rev. 686 (2020).

Paolo Saguato, The Unfinished Business of Regulating Clearinghouses, 2020 Colum. Bus. L. Rev. 449 (2020).

Margaret Stratton, Note, Open the Floodgates: Ninth Circuit's Decision in Varjabedian Departs from Precedent and Gives Shareholders Free Reign, 53 Suffolk U. L. Rev. 91 (2020).

Cynthia A. Williams & Donna M. Nagy, ESG and Climate Change Blind Spots: Turning the Corner on SEC Disclosure, 99 Tex. L. Rev. 1453 (2021).

September 20, 2021 | Permalink | Comments (0)

Wednesday, September 8, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Camilo Godoy, Comment, The Path to Culpability under Section 14(e) of the Securities Exchange Act of 1934, 57 Hous. L. Rev. 859 (2020).

Kristin N. Johnson, Decentralized Finance: Regulating Cryptocurrency Exchanges, 62 Wm. & Mary L. Rev. 1911 (2021).

Scott W. Maughan, Comment, Utility Token Offerings: Can a Security Transform into a Non-Security?, 2019 BYU L. Rev. 1113 (2019).

September 8, 2021 | Permalink | Comments (0)

Saturday, September 4, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Virginia Harper Ho &  Stephen Kim Park, ESG Disclosure in Comparative Perspective: Optimizing Private Ordering in Public Reporting, 41 U. Pa. J. Int'l L. 249 (2019).

Matthew C. Turk & Karen E. Woody, Recent Developments: Justice Kavanaugh, Lorenzo v. SEC, and the Post-Kennedy Supreme Court, 71 Admin. L. Rev. 193 (2019).

September 4, 2021 | Permalink | Comments (0)