Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, February 25, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Caleb N. Griffin, Environmental & Social Voting at Index Funds, 44 Del. J. Corp. L. 167 (2020).

Pierluigi Matera & Ferruccio M. Sbarbaro, From Trulia to Akorn: A Ride on the Roller Coaster of M&A Litigation, 44 Del. J. Corp. L. 61 (2020).

February 25, 2021 | Permalink | Comments (0)

Tuesday, February 16, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Stephen J. Choi, Measuring the Impact of SEC Enforcement Decisions, 89 Fordham L. Rev. 385 (2020).

Frederick A. Elmore, IV, Note, When, As, and If: How an Obscure Security Could Make Initial Public Offerings More Efficient, 14 Va. L. & Bus. Rev. 1 (2020).

Lisa M. Fairfax, Whitman and the Fiduciary Relationship Conundrum, 89 Fordham L. Rev. 409 (2020).

Jill E. Fisch, Making Sustainability Disclosure Sustainable, 50 Envtl. L. Rep. 10638 (2020).

Sally R. K. Fisk & Nikki Adame-Winningham, Sustainability Risk Is Investment Risk, 50 Envtl. L. Rep. 10644 (2020).

Rick A. Fleming & Alexandra M. Ledbetter, Making Mandatory Sustainability Disclosure a Reality, 50 Envtl. L. Rep. 10647 (2020).

Theresa A. Gabaldon, Equity, Punishment, and the Company You Keep: Discerning a Disgorgement Remedy under the Federal Securities Laws, 105 Cornell L. Rev. 1611 (2020).

Damian P. Gallagher, Note, Duties, Disclosure, and Discord: Necessity to Resolve Circuit Split and Certainty Leidos Could Have Clarified for Litigation Strategy and Risk Allocation, 11 Wm. & Mary Bus. L. Rev. 255 (2019).

Donald C. Langevoort, Watching Insider Trading Law Wobble: Obus, Newman, Salman, Two Martomas, and a Blaszczak, 89 Fordham L. Rev. 507 (2020).

Zachary Needle, Note, Who Will Watch the Watchers?: Enacting a Corporate Observing Board to Increase Consideration of Stakeholder Interests, 89 Fordham L. Rev. 763 (2020).

Lauren A. Newell, High Crimes: Liability for Directors of Retail Marijuana Corporations, 16 N.Y.U. J.L. & Bus. 419 (2020).

Veena Ramani & Jim Coburn, The Need for SEC Rules on ESG Risk Disclosure, 50 Envtl. L. Rep. 10650 (2020).

Michael D. Rebuck, Note, Sexual Misconduct & Securities Disclosure in the "#MeToo" World, 75 N.Y.U. Ann. Surv. Am. L. 85 (2019).

Thomas L. Riesenberg, Principles plus SASB Standards, 50 Envtl. L. Rep. 10653 (2020).

Michael A. Sabino, "Liberty Requires Accountability": The Appointments Clause, Lucia v. SEC, and the next Constitutional Controversy, 11 Wm. & Mary Bus. L. Rev. 173 (2019).

Thomas M. Selman, Protecting Retail Investors: A New Exemption for Private Securities Offerings, 14 Va. L. & Bus. Rev. 41 (2020).

Chase J. Shelton, Note, Fraud Abroad: Proposing a Workable Model of Extraterritorial Securities Fraud Enforcement, 100 B.U. L. Rev. 1957 (2020).

Jacob Gregory Shulman, ICOs, Cryptos, Blockchain, Oh My!: A Primer on ICOs, 46 Rutgers Computer & Tech. L.J. 53 (2020).

February 16, 2021 | Permalink | Comments (0)

Tuesday, February 2, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Ernest Edward Badway & Christie McGuinness, The Criminal, Regulatory, and Civil Issues Surrounding Intellectual Property and Cybersecurity, 14 Brook. J. Corp. Fin. & Com. L. 181 (2020).

Sean J. Griffith, Frequent Filer Shareholder Suits in the Wake of Trulia: An Empirical Study, 2020 Wis. L. Rev. 443 (2020).

Sean J. Griffith & Dorothy S. Lund, A Mission Statement for Mutual Funds in Shareholder Litigation, 87 U. Chi. L. Rev. 1149 (2020).

Peter J. Henning, A Taxonomy of Cryptocurrency Enforcement Actions, 14 Brook. J. Corp. Fin. & Com. L. 227 (2020).

Dixie L. Johnson, Carmen J. Lawrence & Jamie Stinson, The Evolution and 2020 Status of Cooperation in SEC Enforcement Investigations, 75 Bus. Law. 2427 (2020).

Nick Joynson, Student Article, Securities Fraud, 57 Am. Crim. L. Rev. 1249 (2020).

Ann M. Lipton, Beyond Internal and External: A Taxonomy of Mechanisms for Regulating Corporate Conduct, 2020 Wis. L. Rev. 657 (2020).

Jeremy McClane, Boilerplate Semantics: Judging Natural Langauge in Standard Deal Contracts, 2020 Wis. L. Rev. 595 (2020).

Joe McGrath, Why Do Good People Do Bad Things? A Multi-Level Analysis of Individual, Organizational, and Structural Causes of White-Collar Crime, 43 Seattle U. L. Rev. 525 (2020).

Yerv Melkonyan, Note, Regulation Best Interest and State-Agency Conflict, 120 Colum. L. Rev. 1591 (2020).

Giovanni Patti, The Regulation of Financial Product Innovation Typified by Bitcoin-Based Derivative Contracts, 38 Rev. Banking & Fin. L. 765 (2019).

Robert E. Scott, Stephen J. Choi & Mitu Gulati, Revising Boilerplate: A Comparison of Private and Public Company Transactions, 2020 Wis. L. Rev. 629 (2020).

Dov Solomon, The Importance of Inferior Voting Rights in Dual-Class Firms, 2019 BYU L. Rev. 533 (2019).

Ryan Strassman, Note, Anything but Simple: A Critique of the Proposed Simple Agreement for Future Tokens, 38 Rev. Banking & Fin. L. 833 (2019).

Morgan Tanafon, Note, Market Crises and Dodd-Frank: Does the Act Protect against Hazardous Student Loan Securitization?, 38 Rev. Banking & Fin. L. 869 (2019).

Tayler Tanner, Comment, Spotify's Direct Listing and Foreign Private Issuers: Protecting Investors When Foreign Private Issuers List on a U.S. Exchange but Not on Their Home Exchange, 2019 BYU L. Rev. 573 (2019).

Wei Zhang, Student Article, Foreign Corrupt Practices Act, 57 Am. Crim. L. Rev. 837 (2020).

February 2, 2021 | Permalink | Comments (0)