Securities Law Prof Blog

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

James Clancy, Note, What's the Problem?: Why Increased Regulation for Mutual Funds Might Hurt Both Private Firms and Individual Investors, 71 Rutgers U.L. Rev. 737 (2019).

Zachary J. Gubler, Insider Trading as Fraud, 98 N.C. L. Rev. 533 (2020).

C. Scott Hemphill & Marcel Kahan, The Strategies of Anticompetitive Common Ownership, 129 Yale L. J. 1392 (2020).

Paul G. Mahoney, Soft Dollars, Hard Choices: Reconciling U.S. and EU Policies on Sell-Side Research, 75 Bus. Law. 2173 (2020).

Henry F. Minnerop, The Role and Regulation of Clearing Brokers—Revisited, 75 Bus. Law. 2201 (2020).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Mark Andriola, Student Article, Are Agency Costs Universal? Comparative Biases in Risk Factor Disclosure, 20 U.C. Davis Bus. L.J. 35 (2019).

Sean J. Griffith, Deal Insurance: Representation and Warranty Insurance in Mergers and Acquisitions, 104 Minn. L. Rev. 1839 (2020).

Brent J. Horton, Malign Manipulations: Can Google's Shareholders Save Democracy?, 54 Wake Forest L. Rev. 707 (2019).

Wulf A. Kaal & Samuel Evans, Blockchain-Based Securities Offerings, 20 U.C. Davis Bus. L.J. 89 (2019).

Danielle M. Kinchen, Student Article, Look to Your Left, Look to Your Right: Why the SEC Should Reserve Seats at the Boardroom Table for Shareholder Nominees, 20 U.C. Davis Bus. L.J. 1 (2019).

Peter Molk, Uncorporate Insider Trading, 104 Minn. L. Rev. 1693 (2020).

Josey Newman, Note, Scienter or Negligence? What Level of Culpability Is Required under Section 14(e) of the 1934 Exchange Act?, 54 Wake Forest L. Rev. 883 (2019).

Todd W. Shaw, Recent Development, When Text and Policy Conflict: Internal Whistleblowing under the Shadow of Dodd-Frank, 70 Admin. L. Rev. 673 (2018).

Marc I. Steinberg, The 2019 William Marshall Bullitt Lecture, Insider Trading—SEC v. Mark Cuban—A Litigation Saga, 58 U. Louisville L. Rev. 1 (2019).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Yifat Aran, Making Disclosure Work for Start-up Employees, 2019 Colum. Bus. L. Rev. 867 (2019).

Barbara A. Bliss, Peter Molk & Frank Partnoy, Negative Activism, 97 Wash. U. L. Rev. 1333 (2020).

Elliot Brake, Comment, For Love or for Profit? — Crafting a Suitable Securities Framework for Initial Coin Offerings, 72 Me. L. Rev. 155 (2020).

Madison Condon, Externalities and the Common Owner, 95 Wash. L. Rev. 1 (2020).

Federico Fornasari, "De-Moneynising" MMF Shares: Third Party Support in the United States and the European Union, 51 N.Y.U. J. Int'l L. & Pol. 1313(2019).

Adi Grinapell, Dual-Class Stock Structure and Firm Innovation, 25 Stan. J.L. Bus. & Fin. 40 (2020).

Jessica Pekins, Comment, A Negligence Approach to Section 14(e) Violations, 69 Emory L.J. 519 (2019).

Rebecca Rabinowitz, Note, From Securities to Cybersecurity: The SEC Zeroes in on Cybersecurity, 61 B.C. L. Rev. 1535- (2020).

Usha R. Rodrigues, Financial Contracting with the Crowd, 69 Emory L.J. 397 (2019).

Bernard S. Sharfman, Now Is the Time to Designate Proxy Advisors as Fiduciaries under ERISA, 25 Stan. J.L. Bus. & Fin. 1 (2020).

Emma Snover, Note, Casting Light on the Shade: Using Securities Laws to Draw New Contours in Art Investment Regulation, 88 Fordham L. Rev. 1509 (2020).