Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Saturday, April 25, 2020

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Serena Hamann, Comment, Effective Corporate Compliance: A Holistic Approach for the SEC and the DOJ, 94 Wash. L. Rev. 851 (2019).

Xingxing Li, Activist Investors and Under-Enforced Fiduciary Duties: A Reflection on China's Takeover Regulation in the Aftermath of the Baoneng/Vanke Takeover, 19 Hous. Bus. & Tax L.J. 167 (2019).

David Rosenfeld, Civil Penalties Against Public Companies in SEC Enforcement Actions: An Empirical Analysis, 22 U. Penn. J. Bus L. 135 (2019).

A. Joseph Warburton & Michael Simkovic, Mutual Funds That Borrow, 16 J. Empirical Legal Stud. 767 (2019).

Samuel N. Weinstein, Financial Regulation in the (Receding) Shadow of Antitrust, 91 Temp. L. Rev. 447 (2019).

Lehman 10 Years Later: Lessons Learned?, Remarks by Steven N. Ramirez, Barney Frank, Jeff Cohodes; articles by Marc I. Steinberg, Thomas W. Joo, Gregory M. Gilchrist, Mary Kreiner Ramirez, Wendy Gerwick Couture, James Hackney, Christian A. Johnson, 50 Loy. U. Chi. L.J. 515-742 (2019).

| Permalink


Post a comment