Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, April 27, 2020

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Dan Awrey, Split Derivatives: Inside the World's Most Misunderstood Contract, 36 Yale J. on Reg. 495 (2019).

Adriana Z. Robertson, Passive in Name Only: Delegated Management and "Index" Investing, 36 Yale J. on Reg. 795 (2019).

April 27, 2020 | Permalink | Comments (0)

Saturday, April 25, 2020

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Serena Hamann, Comment, Effective Corporate Compliance: A Holistic Approach for the SEC and the DOJ, 94 Wash. L. Rev. 851 (2019).

Xingxing Li, Activist Investors and Under-Enforced Fiduciary Duties: A Reflection on China's Takeover Regulation in the Aftermath of the Baoneng/Vanke Takeover, 19 Hous. Bus. & Tax L.J. 167 (2019).

David Rosenfeld, Civil Penalties Against Public Companies in SEC Enforcement Actions: An Empirical Analysis, 22 U. Penn. J. Bus L. 135 (2019).

A. Joseph Warburton & Michael Simkovic, Mutual Funds That Borrow, 16 J. Empirical Legal Stud. 767 (2019).

Samuel N. Weinstein, Financial Regulation in the (Receding) Shadow of Antitrust, 91 Temp. L. Rev. 447 (2019).

Lehman 10 Years Later: Lessons Learned?, Remarks by Steven N. Ramirez, Barney Frank, Jeff Cohodes; articles by Marc I. Steinberg, Thomas W. Joo, Gregory M. Gilchrist, Mary Kreiner Ramirez, Wendy Gerwick Couture, James Hackney, Christian A. Johnson, 50 Loy. U. Chi. L.J. 515-742 (2019).

 

 

April 25, 2020 | Permalink | Comments (0)

Monday, April 13, 2020

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Thomas Angeletti, The Differential Management of Financial Illegalisms: Assigning Responsibilities in the Libor Scandal, 53 Law & Soc'y Rev. 1233 (2019).

George A. Fowler, Comment, Mandatory Arbitration Clauses for Shareholders: An Efficient Solution or an Unconscionable Change?, 2019 J. Disp. Resol. 181.

Briana Sheridan, Note, The SEC's Part 205.3(d)(2) and Wadler v. Bio-Rad Labs. Should Be Revisited: The SEC Exceeded Authority in Creating a Reporting Out Provision for In-House Attorneys, 40 Cardozo L. Rev. 2445 (2019).

April 13, 2020 | Permalink | Comments (0)

Saturday, April 4, 2020

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Jacob D. Crawley, Note, A Security by Any Other Name: An Inquiry into Staking Agreements as Securities, 9 UNLV Gaming L.J. 201 (2019).

Nicolette Fata, Comment, Extreme Departure: Not So Extreme in the Public Offering Context, 49 Seton Hall L. Rev. 925 (2019).

Simin Gao, Legal Pluralism and Isomorphism in Global Financial Regulation: The Case of OTC Derivative Counterparty Risk Regulation in China, 51 Geo. Wash. Int'l L. Rev. 145 (2019).

Miriam Goldby & Anat Keller, Product Intervention as a Macroprudential Tool: The Case of Catastrophe Bonds, 51 Geo. Wash. Int'l L. Rev. 1 (2019).

Theresa Guerra, Note, Entity Wagering and the Dream of Making Las Vegas the Wall Street of the West, 9 UNLV Gaming L.J. 225 (2019).

April 4, 2020 | Permalink | Comments (0)