Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, September 2, 2019

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Stewart L. Brown, Mutual Fund Advisory Fees: An Objective Fiduciary Standard, 21 U. Pa. J. Bus. L. 477 (2019).

Daniel P. Guernsey Jr., Note, Requiring Broker-Dealers to Disclose Conflicts of Interest: A Solution Protecting and Empowering Investors, 73 U. Miami L. Rev. 1029 (2019).

Robert T. Miller, Rule 10b-5 and Business Combination Transactions, 21 U. Pa. J. Bus. L. 533 (2019).

Benjamin J. Nickerson, Comment, The Underlying Underwriter: An Analysis of the Spotify Direct Listing, 86 U. Chi. L. Rev. 985 (2019).

Spencer J. Nord, Student Article, Blockchain Plumbing: A Potential Solution for Shareholder Voting, 21 U. Pa. J. Bus. L. 706 (2019).

Hari M. Osofsky, et al., Energy Re-Investment, 94 Ind. L.J. 595 (2019).

Ryan W. Sypniewski, Comment, The Truth Hurts: Applying the Criminal Provisions of Federal Securities Fraud Regulation to Exxon's Concealment of Climate Change Concerns, 28 Widener Commw. L. Rev. 223 (2019).

Ethan Yale, Mutual Fund Tax Overhang, 38 Va. Tax Rev. 397 (2019).

Symposium: Blockchain and the Law, Articles by Deborah Ginsberg, Thomas Lee Hazen & Omri Marian, 20 N.C. J.L. & Tech. 471 (2019).

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