Securities Law Prof Blog

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Alon Brav, J. B. Heaton & Jonathan Zandberg, Failed Anti-Activist Legislation: The Curious Case of the Brokaw Act, 11 J. Bus. Entrepreneurship & L. 325 (2018).

Eric C. Chaffee, The Heavy Burden of Thin Regulation: Lessons Learned from the SEC's Regulation of Cryptocurrencies, 70 Mercer L. Rev. 615 (2019).

Matthew R. Lyon, The Trump Administration's Response to the Blockchain Era, 70 Mercer L. Rev. 641 (2019).

Connor Douglas Maag, Comment, "Flaw-Backs:" Executive Compensation Clawbacks and Their Costly Flaw, 11 J. Bus. Entrepreneurship & L. 349 (2018).

Akio Otsuka, For Institutional Investors, the Alternative of "Exit or Voice," or "Empowerment or Engagement" in the United States and the United Kingdom, 2 Int'l. Comp., Policy & Ethics L. Rev. 673 (2019).

John Fitzgerald Ready, Note, Should We Use a Class Action's Impact on Stock Price to Gauge the Reasonableness of Class Counsel's Fee?, 28 Cornell J.L. & Pub. Pol'y 365 (2018).

Michaela Smith, Comment, The Promised Land Is on the Horizon: The Fix Crowdfunding Act Will Implement Small Changes that Could Make a Big impact on Investors and Businesses Alike, 11 J. Bus. Entrepreneurship & L. 443 (2018).

Barry Taylor-Brill, Cracking the Preemption Code: The New Model for OTC Derivatives, 13 Va. L. & Bus. Rev. 1 (2019).

Raymond Tran, Implementing a Portable Reciprocity Passport to Crowdfund Real Estate Across Borders, 11 J. Bus. Entrepreneurship & L. 393 (2018).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Anat Alon-Beck, Unicorn Stock Options--Golden Goose Or Trojan Horse?, 2019 Colum. Bus. L. Rev. 107.

Reza Dibadj, Disclosure as Delaware's New Frontier, 70 Hastings L.J. 689 (2019).

Daniel Feder, Note, To Clear Or Not to Clear: How SEC Implementation of Dodd-Frank Undermines Title VII's Mandatory Clearing Requirement, 2019 Colum. Bus. L. Rev. 252.

Patrick J. Gallagher, Note, Going Public Secretly: The SEC's Unavailing Effort to Increase Initial Public Offerings Through Confidential Registration, 2019 Colum. Bus. L. Rev. 305.

Andrew Carl Spacone, The Second Circuit's Curious Journey Through the Law of Tippee Liability for Insider Trading: Newman to Martoma, 24 Roger Williams U. L. Rev. 1 (2019).

Blockchain Law & Technology Symposium, Contributions by Brian Ray, Patrick Berarducci, Joshua A. T. Fairfield, Sarah J. Hughes & Jonathan Rohr, 67 Clev. St. L. Rev. 1-92 (2019).

Deconstructing the Regulatory State: Perils and Possibilities, Foreword by Robert B. Thompson; articles by Edward J. Balleisen, Melissa B. Jacoby, James D. Cox, Randall S. Thomas, Jill E. Fisch, Donald C. Langevoort, Frank Partnoy, Hillary A. Sale, James C. Spindler & Caitlin C. Bozman, 107 Geo. L.J. 795-1133 (2019).

The Market for Corporate Control in the Zone of Insolvency, Introduction by Edward J. Janger; articles by Henry T. C. Hu, Jay Lawrence Westbrook, Andrew Verstein, John A. E. Pottow, Daniel J. H. Greenwood, Oscar Couwenberg, Stephen J. Lubben, Edward J. Janger & Adam Levitin, 13 Brook. J. Corp. Fin. & Com. L. 1-189 (2018).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Philip Keunho Chung & Ronnie Cohen, Hiding in Plain Sight: Stealth Restatements and Their Implication for Litigation Risk, 15 N.Y.U. J.L. & Bus. 257 (2019).

Darian M. Ibrahim, Crowdfunding Signals, 53 Ga. L. Rev. 197 (2018).

C. Daniel Lockaby, Note, The SEC Rides Into Town: Defining an ICO Securities Safe Harbor in the Cryptocurrency "Wild West", 53 Ga. L. Rev. 335 (2018).

Daniel J. Morrissey, Guardians of the Galaxy: How Shareholder Lawyers Won Big for Their Clients and Vindicated the Integrity of Our Economy, 51 Loy. L.A. L. Rev. 199 (2018).

Richard Pan, Note, Blockchains, Securities, and Sections 11 and 12 of the Securities Act, 15 N.Y.U. J.L. & Bus. 453 (2019).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

William W. Bratton, Collected Lectures and Talks on Corporate Law, Legal Theory, History, Finance, and Governance, 42 Seattle U. L. Rev. 755 (2019).

Randolph A. Robinson II, The New Digital Wild West: Regulating the Explosion of Initial Coin Offerings, 85 Tenn. L. Rev. 897 (2018).

Jo Won, Note, Jumpstart Regulation Crowdfunding: What Is Wrong and How to Fix It, 22 Lewis & Clark L. Rev. 1393 (2018).

Karen E. Woody, Can Bad Law Do Good? A Retrospective on Conflict Minerals Regulation, 78 Md. L. Rev. 291 (2019).