Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Sunday, October 21, 2018

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

S. Burcu Avci, Cindy A. Schipani & H. Nejat Seyhun, Eliminating Conflicts of Interests in Banks: The Significance of the Volcker Rule, 35 Yale J. on Reg. 343 (2018).

Jonathan D. Glater, Insiders, Outsiders, & Fair Access: Identifying Culpable Insider Trading, 83 Brook. L. Rev. 1393 (2018).

Kevin S. Haeberle & M. Todd Henderson, Making a Market for Corporate Disclosure, 35 Yale J. on Reg. 383 (2018).

Scott Hirst, Universal Proxies, 35 Yale J. on Reg. 437 (2018).

Daniel B. Listwa & Charles Seidell, Note, Penalties in Equity: Disgorgement After Kokesh v. SEC, 35 Yale J. on Reg. 667 (2018).

Susan Lorde Martin, The Appointments Clause and the SEC's Administrative Law Judges: Protecting the Separation of Powers, Political Accountability, and Investors, 12 Va. L. & Bus. Rev. 287 (2018)

Jeremy R. McClane, Regulating Substance Through Form: Lessons from the SEC's Plain English Initiative, 55 Harv. J. on Legis. 265 (2018).

Neal Newman, Regulation A+: New and Improved After the JOBS Act or a Failed Revival?, 12 Va. L. & Bus. Rev. 243 (2018).

D. Butler Sparks, Comment, Omens of Overregulation: Why the SEC Should Abandon Its Course Toward Broker-Dealer Regulation of Private Equity Fund Managers, 12 Va. L. & Bus. Rev. 349 (2018).

Ryan D. Zick & Jeff Tchakarov, Adjudicating Securities Law Violations in the Age of Limited Bankruptcy Court Jurisdiction, 26 Am. Bankr. Inst. L. Rev. 293 (2018).

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