Tuesday, December 19, 2017
The following law review articles relating to securities regulation are now available in paper format:
Mark Hayden Adams, Note, Insider Trading Law That Works: Using Newman and Salman to Update Dirks's Personal Benefit Standard, 49 Loy. L. Rev. 575 (2016).
M. Dalton Downing, Note, Picket Signs Versus Pocket Books: Using U.S. Securities Law to Compel Corporate Lobbying Disclosure, 53 Tulsa L. Rev. 85 (2017).
Wulf A. Kaal, Dynamic Regulation Via Contingent Capital, 36 Rev. Banking & Fin. L. 767 (2016-2017).
Wulf A. Kaal, Private Fund Investor Due Diligence: Evidence from 1995 to 2015, 36 Rev. Banking & Fin. L. 257 (2016-2017).
Wulf A. Kaal & Bentley J. Anderson, Unconstrained Mutual Funds and Retail Investor Protection, 36 Rev. Banking & Fin. L. 817 (2016-2017).
Jillian Loh, Comment, Could the Pay Ratio Disclosure Backfire? Examining the Effects of the SEC's Pay Ratio Disclosure Rule, 4 Tex. A&M L. Rev 417 (2017).
Michael D. Moritz, The Advent of Scienterless Fraud? Applying Omincare to Section 10(b) and Rule 10b-5 Claims, 13 N.Y.U. J.L. & Bus. 595-631 (2017).
Zachary L. Pechter, Note, The Case for a Uniform Definition of a Leveraged Loan, 43 Fla. St. U. L. Rev. 1409 (2016).
Edward L. Pittman, Quantitative Investment Models, Errors, and the Federal Securities Laws, 13 N.Y.U. J.L. & Bus. 633-773 (2017).
Kevin J. Smith, The Foreign Corrupt Practices Act: Set Aside The Moral and Ethical Debates, How Does One Operate Within This Law?, 45 Hofstra L. Rev. 1119 (2017).
Micah Smith, Note, A Privatized Approach to Derivatives Regulation: The CPMI-IOSCO's Proposed Unique Transaction Identifier Scheme and Its Practical Effects on Transparency and Regulatory Arbitrage, 45 Ga. J. Int'l & Comp. L. 411 (2017).