Securities Law Prof Blog

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Jeffrey M. Colon, The Great ETF Tax Swindle: The Taxation of In-Kind Redemptions, 122 Penn St. L. Rev. 1 (2017).

Lucille Gauthier, Comment, Insider Trading: The Problem with the SEC's In-House ALJs, 67 Emory L.J. 123 (2017).

Frank Partnoy, What's (Still) Wrong with Credit Ratings?, 92 Wash. L. Rev. 1407 (2017).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Mark Hayden Adams, Note, Insider Trading Law That Works: Using Newman and Salman to Update Dirks's Personal Benefit Standard, 49 Loy. L. Rev. 575 (2016).

M. Dalton Downing, Note, Picket Signs Versus Pocket Books: Using U.S. Securities Law to Compel Corporate Lobbying Disclosure, 53 Tulsa L. Rev. 85 (2017).

Wulf A. Kaal, Dynamic Regulation Via Contingent Capital, 36 Rev. Banking & Fin. L. 767 (2016-2017).

Wulf A. Kaal, Private Fund Investor Due Diligence: Evidence from 1995 to 2015, 36 Rev. Banking & Fin. L. 257 (2016-2017).

Wulf A. Kaal & Bentley J. Anderson, Unconstrained Mutual Funds and Retail Investor Protection, 36 Rev. Banking & Fin. L. 817 (2016-2017).

Jillian Loh, Comment, Could the Pay Ratio Disclosure Backfire? Examining the Effects of the SEC's Pay Ratio Disclosure Rule, 4 Tex. A&M L. Rev 417 (2017).

Michael D. Moritz, The Advent of Scienterless Fraud? Applying Omincare to Section 10(b) and Rule 10b-5 Claims, 13 N.Y.U. J.L. & Bus. 595-631 (2017).

Zachary L. Pechter, Note, The Case for a Uniform Definition of a Leveraged Loan, 43 Fla. St. U. L. Rev. 1409 (2016).

Edward L. Pittman, Quantitative Investment Models, Errors, and the Federal Securities Laws, 13 N.Y.U. J.L. & Bus. 633-773 (2017).

Kevin J. Smith, The Foreign Corrupt Practices Act: Set Aside The Moral and Ethical Debates, How Does One Operate Within This Law?, 45 Hofstra L. Rev. 1119 (2017).

Micah Smith, Note, A Privatized Approach to Derivatives Regulation: The CPMI-IOSCO's Proposed Unique Transaction Identifier Scheme and Its Practical Effects on Transparency and Regulatory Arbitrage, 45 Ga. J. Int'l & Comp. L. 411 (2017).

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Gina-Gail S. Fletcher, Benchmark Regulation, 102 Iowa L. Rev. 1929 (2017).

Alison Giest, Comment, Interpreting Public Interest Provisions in International Investment Treaties, 18 Chi. J. Int'l L. 321 (2017).

Cassandra Jones Havard, Too Conflicted to Be Transparent: Giving Affordable Financing Its "Good Name" Back, 20 N.Y.U. J. Legis. & Pub. Pol'y 451 (2017).

Brianna S. Hills, Note, Never Settle for Second Best? Cy Pres Distributions in Securities Class Action Settlements, 82 Mo. L. Rev. 507 (2017).

Ann M. Lipton, Reviving Reliance, 86 Fordham L. Rev. 91 (2017).

Andrew N. Vollmer, A Rule of Construction for the Personal Benefit Requirement in Tipping Cases, 11 N.Y.U. J.L. & Liberty 331 (2017).