Monday, October 17, 2016
Director Wyatt on the Office of Compliance Inspections and Examinations
On Oct. 17, 2016 at the National Society of Compliance Professionals 2016 National Conference in Washington, D.C., Marc Wyatt, Director of the SEC's Office of Compliance Inspections and Examinations delivered a keynote address entitled Inside the National Exam Program in 2016 that detailed the current state of the OCIE.
https://lawprofessors.typepad.com/securities/2016/10/director-wyatt-on-the-office-of-compliance-inspections-and-examinations-.html