Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, March 30, 2016

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Chris Brummer, Disruptive Technology and Securities Regulation, 84 Fordham L. Rev. 977 (2015).

Sarah Dadush, Regulating Social Finance: Can Social Stock Exchanges Meet the Challenge?, 37 U. Pa. J. Int'l L. 139 (2015).

James A. Fanto, The Vanishing Supervisor, 41 J. Corp. L. 117 (2015).

Justin C. Ferrone, Comment, Classless Investing: Why Enforcing Class Action Waivers Is Both Proper, and Beneficial, for Investors, 45 Seton Hall L. Rev. 1049 (2015).

Adam R. Foresman, Note, Once More Unto the [Corporate data] Breach, Dear Friends, 41 J. Corp. L. 343 (2015).

Greg Gaught, Note, Rethinking Janus: Preserving Primary-Participant Liability in SEC Antifraud Enforcement Actions, 65 Duke L.J. 527 (2015).

Anand Goel & Sumon Mazumdar, The Problem of Hindsight Bias in Fraudulent Conveyance Cases: A Review of Possible "Market-Based" Solutions, 27 Research in L. & Econ. 91 (2015).

Joseph A. Grundfest, Morrison, the Restricted Scope of Securities Act Section 11 Liability, and Prospects for Regulatory Reform, 41 J. Corp. L. 1 (2015).

Ashley J. Hersutamto, Comment, A Fundamentally Different Regulatory Calculus: The Advent of Regulation D, Rule 506(c), 10 FIU L. Rev. 239 (2014).

Stephanie Klein, Comment, Interpreting the Definition of a Whistleblower under Dodd-Frank's Anti-Retaliation Provision: How and Why Public Policy Should Guide the Courts in Finding that Whistleblowers Do Not Need to Report to the SEC, 10 FIU L. Rev. 279 (2014).

Julia Kline, Comment, Basic's "Bitter Harvest": The Court's Continued Adherence to a Flawed Economic Theory in Halliburton, 48 Loy. L.A. L. Rev. 557 (2014).

Michael M. Krauss, Julie R. Landy & Jeremy R. Harrell, For Whom the Whistle Blows: The Role of Private Enforcement in Dodd-Frank's Regulatory Framework, 8 U. St. Thomas J.L. & Pub. Pol'y. 194 (2014).

Jonathan C. Lipson et al, The Pattern in Securitization and Executive Compensation: Evidence and Regulatory Implications, 20 Stan. J.L. Bus. & Fin. 323 (2015).

Michael K. Molitor, Business Associations, 60 Wayne L. Rev. 837 (2015).

Robert Strongarone, Comment, Settling the Scienter Split: Why Scienter Should Not Be Required for SEC Enforcement of Rule 13b2-2 Violations, 10 FIU L. Rev. 317 (2014).

Andrew Walker, Note, Why Shouldn't We Protect Internal Whistleblowers? Exploring Justifications for the Asadi Decision, 90 N.Y.U. L. Rev. 1761 (2015).

Yesha Yadav, How Algorithmic Trading Undermines Efficiency in Capital Markets, 68 Vand. L. Rev. 1607 (2015).

Symposium in Honor of Professor Alan R. Bromberg. Preface by Marc I. Steinberg; tributes by Christopher H. Hanna, Joseph J. Norton, Marc I. Steinberg, Peter Winship, C. Steven Bradford, Douglas M. Branson, Richard M. Buxbaum, John C. Coffee, Jr., Wendy Gerwick Couture, James D. Cox, Onnig H. Dombalagian, Franklin A. Gevurtz, Roberta S. Karmel, Michael J. Kaufman, John M. Wunderlich, Mark J. Loewenstein, Lewis D. Lowenfels, Michael J. Sullivan, Joan MacLeod Heminway, Daniel J. Morrissey, Norman S. Poser, A.C. Pritchard, Joel Seligman, Mary Siegel, Manning Gilbert Warren III and Verity Winship. 68 SMU L. Rev. 595-924 (2015).

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