Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, May 1, 2015

SEC Announces Compliance Outreach Program Seminars for Investment Adviser and Investment Company Senior Officers

By Eric C. Chaffee

Details are available here.

https://lawprofessors.typepad.com/securities/2015/05/sec-announces-compliance-outreach-program-seminars-for-investment-adviser-and-investment-company-sen.html

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