Securities Law Prof Blog

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Vinicius Adam, Student Article, Keeping the Boardroom Honest: Fiduciary Duties, Information Asymmetry, and Regulating Corporate Behavior in Mortgage-Backed Securities Transactions, 43 Stetson L. Rev. 369 (2014).

Kristin Isaacson, Note, Minimizing the Menace of the Foreign Corrupt Practices Act, 2014 U. Ill. L. Rev. 597.

Jane Trueper, Comment, 10b5-1 Plans: Further Obscuring the "Smoking Gun" and Proposals for Change, 16 U. Pa. J. Bus. L. 937 (2014).

Natasha N. Wilson, Note, Pushing the Limits of Jurisdiction Over Foreign Actors Under the Foreign Corrupt Practices Act, 91 Wash. U. L. Rev. 1063 (2014).

Symposium, The Securities Act of 1933 at 80: Does It Provide a Fair and Efficient Access to Capital?, Articles by Rutheford B Campbell, Jr., James D. Cox, Joan MacLeod Heminway, Donald C. Langevoort, Robert B. Thompson, Usha Rodrigues, William K. Sjostrom, Jr. and Manning Gilbert Warren III. 102 Ky. L.J. 815-1030 (2013-2014).

This Week in Securities Litigation

The SEC Actions Blog has compiled This Week In Securities Litigation (Week ending November 14, 2014).

SEC and SBA to Host Event on Small Business Capital Raising Prior to Small Business Forum

Details available here.

SEC Announces Agenda and Panelists for Small Business Forum

Details available here.

This Week in Securities Litigation

The SEC Actions Blog has compiled This Week In Securities Litigation (Week ending November 7, 2014).

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Joanna B. Apolinsky, The Boundaries of Fraud Under the Insider Trading Rules, 13 Fla. St. U. Bus. Rev. 1 (2014).

R. Kevin II Saunders, Note, Power to the People: How the SEC Can Empower the Crowd, 16 Vand. J. Ent. & Tech. L. 945 (2014).

Richard Stone, Right for the Wrong Reason: What the Supreme Court Could Have Reasoned in Troice, 13 Fla. St. U. Bus. Rev. 131 (2014).

IOSCO Publishes a Strategic Framework for Investor Education and Financial Literacy

The report is available here, and the press release is available here.

This Week in Securities Litigation

The SEC Actions Blog has compiled This Week In Securities Litigation (Week ending October 31, 2014).

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Shauna C. Guner, Comment, The Securities Fraud Victim's Dilemma: Why California Should Reject Inquiry Notice, 50 Cal. W. L. Rev. 287 (2014).

Sean M. O'Connor, Crowdfunding's Impact on Start-Up IP Strategy, 21 Geo. Mason L. Rev. 895 (2014).