Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, October 6, 2014

SEC, FINRA and the MSRB to Hold Compliance Outreach Program for Municipal Advisors

Details are available here.

https://lawprofessors.typepad.com/securities/2014/10/sec-finra-and-the-msrb-to-hold-compliance-outreach-program-for-municipal-advisors.html

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