Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, October 6, 2014

Commissioner Piwowar on Fiduciary Duties of Retail Investment Advisors

On September 30, 2014 in Washington, D.C., at the National Association of Plan Advisors D.C. Fly-In Forum, Commissioner Michael S. Piwowar delivered remarks on the fiduciary duties of retail investment advisors.

https://lawprofessors.typepad.com/securities/2014/10/commissioner-piwowar-on-fiduciary-duties-of-retail-investment-advisors.html

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