Monday, October 6, 2014
Commissioner Piwowar on Fiduciary Duties of Retail Investment Advisors
On September 30, 2014 in Washington, D.C., at the National Association of Plan Advisors D.C. Fly-In Forum, Commissioner Michael S. Piwowar delivered remarks on the fiduciary duties of retail investment advisors.
https://lawprofessors.typepad.com/securities/2014/10/commissioner-piwowar-on-fiduciary-duties-of-retail-investment-advisors.html