Testimony on “Wall Street Reform: Assessing and Enhancing the Financial Regulatory System”

On Sept. 9, 2014, Chair Mary Jo White testified before the United States Senate Committee on Banking, Housing, and Urban Affairs.  The testimony addressed a wide variety of issues, including credit ratings, asset-backed securities, municipal securities, private fund adviser registration and reporting, over-the-counter derivatives, clearing agencies, the Volcker Rule, corporate governance and executive compensation, broker-dealer audit requirements, the whistleblower program, investment advisers and broker-dealers’ standards of conduct, specialized disclosure provisions, exempt offerings, the Office of Minority and Women Inclusion, consumer data protection, and SEC resources.