Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Friday, September 12, 2014

NASAA Working Group Formed to Develop Improved Fee Disclosure

By Eric C. Chaffee

The North American Securities Administrators Association (NASAA) has announced the creation of a working group to focus on improved broker-dealer fee disclosure.  The press release is available here.

https://lawprofessors.typepad.com/securities/2014/09/nasaa-working-group-formed-to-develop-improved-fee-disclosure.html

| Permalink

TrackBack URL for this entry:

https://www.typepad.com/services/trackback/6a00d8341bfae553ef01b7c6df0c76970b

Listed below are links to weblogs that reference NASAA Working Group Formed to Develop Improved Fee Disclosure:

Comments

Post a comment