Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, July 31, 2014

NASAA Supports FINRA’s Effort to Reduce Deletion by Brokers of Customer Complaint Records

By Eric C. Chaffee

Details available here.

https://lawprofessors.typepad.com/securities/2014/07/nasaa-supports-finras-effort-to-reduce-deletion-by-brokers-of-customer-complaint-records.html

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