Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, January 31, 2014

IOSCO Publishes Report on the Protection of Client Assets

By Eric C. Chaffee

The International Organization of Securities Commissions has published its final report on Recommendations Regarding the Protection of Client Assets.  The report focuses on advising regulators in the supervision of intermediaries holding clients assets.  The press release is available here.

https://lawprofessors.typepad.com/securities/2014/01/iosco-publishes-report-on-the-protection-of-client-assets.html

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