Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Tuesday, March 19, 2013

FINRA and Charles Schwab's Class Action Waiver

Jill Gross and I critique the FINRA hearing panel's recent decision in a disciplinary proceeding against Charles Schwab, holding that FINRA's arbitration rule prohibiting class action waivers was unenforceable, at the CLS Blue Sky Blog.  Do Broker-Dealers Have a Green Light to Force Investors to Waive Class Actions in Court?

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