SEC & CFTC Announce Meeting on Emerging Regulatory Issues

The SEC and the CFTC will hold a public meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues on November 5.

Meeting agenda includes:

Receive a summary and recap from the staffs of the CFTC and SEC on the report issued Sept. 30, 2010.
 
Hear a report from the subcommittee on cross-market linkages.
 
Hear a report from the subcommittee on pre-trade risk management.
 
Discuss potential recommendations and responses.