Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, January 29, 2009

Speculation over Future FINRA CEO

Who will be the next CEO of Finra?  According to Investment News, the leading contenders are Rick Ketchum, CEO, NYSE Regulation, Inc., Annette Nazareth, former SEC Commissioner, and Douglas Shulman, IRS Commissioner.

https://lawprofessors.typepad.com/securities/2009/01/speculation-ove.html

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