Monday, June 25, 2007
John Hancock Settles Revenue Sharing Charges
John Hancock Investment Management Services and its affiliates settled SEC charges relating to revenue sharing arrangements from 2001-2004. The firms agreed to institute compliance policies and procedures and disgorgements of approxixmately $14.8 million, plus prejudgment interest, to the affected funds.
https://lawprofessors.typepad.com/securities/2007/06/john-hancock-se.html
