Wednesday, March 28, 2007
SEC Initiatives on Short Sale Regulation
Speech by SEC Staff: Short Sale Regulation: A Targeted Approach for Efficient Markets
by James A. Brigagliano Associate Director, Office of Trading Practices and Processing, Division of Market Regulation ,U.S. Securities and Exchange Commission -- is available on the SEC website. He discusses initiatives to modernize the regulation of short sales, specifically proposed amendments to Regulation SHO, Rule 105 of Regulation M and short sale price tests.