Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, September 8, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Camilo Godoy, Comment, The Path to Culpability under Section 14(e) of the Securities Exchange Act of 1934, 57 Hous. L. Rev. 859 (2020).

Kristin N. Johnson, Decentralized Finance: Regulating Cryptocurrency Exchanges, 62 Wm. & Mary L. Rev. 1911 (2021).

Scott W. Maughan, Comment, Utility Token Offerings: Can a Security Transform into a Non-Security?, 2019 BYU L. Rev. 1113 (2019).

September 8, 2021 | Permalink | Comments (0)

Saturday, September 4, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Virginia Harper Ho &  Stephen Kim Park, ESG Disclosure in Comparative Perspective: Optimizing Private Ordering in Public Reporting, 41 U. Pa. J. Int'l L. 249 (2019).

Matthew C. Turk & Karen E. Woody, Recent Developments: Justice Kavanaugh, Lorenzo v. SEC, and the Post-Kennedy Supreme Court, 71 Admin. L. Rev. 193 (2019).

September 4, 2021 | Permalink | Comments (0)

Wednesday, August 25, 2021

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Zachary Barker, Note, Socially Accountable Investing: Applying Gartenberg v. Merrill Lynch Asset Management's Fiduciary Standard to Socially Responsible Investment Funds, 53 Colum. J.L. & Soc. Probs. 283 (2020).

Charles W. Mooney Jr., Beyond Intermediation: A New (Fintech) Model for Securities Holding Infrastructures, 22 U. Pa. J. Bus. L. 386 (2020).

Bernard S. Sharfman, Enhancing the Value of Shareholder Voting Recommendations, 86 Tenn. L. Rev. 691 (2019).

Joel Slawotsky, Financial Stability and National Security in an Era of Hegemonic Rivalry: The Need to Tighten United States Securities Disclosure Requirements
22 U. Pa. J. Bus. L. 457 (2020).

Deirdre Weiss, Enforcement of the Foreign Corrupt Practices Act against Foreign Issuers: Helping or Hindering the Global Anti-Bribery and Anti-Corruption Movement?, 20 J. Int'l Bus. & L. 1 (2020).

David A. Wishnick, Reengineering Financial Market Infrastructure, 105 Minn. L. Rev. 2379 (2021).

Yesha Yadav, The Failed Regulation of U.S. Treasury Markets, 121 Colum. L. Rev. 1173 (2021).

Aiste Zalepuga, Note, Updating the Federal Agency Enforcement Playbook, 96 Notre Dame L. Rev. 2083 (2021).

August 25, 2021 | Permalink | Comments (0)