Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Tuesday, June 28, 2022

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

S. Burcu Avci, Cindy A. Schipani, H. Nejat Seyhun & Andrew Verstein, Insider Giving, 71 Duke L.J. 619 (2021).

James A. Fanto, Looking Forward: Professor Roberta Karmel's Prescient Views on the Transformation of Self-Regulatory Organizations and of the Securities Market Structure at the Turn of the Last Century, 16 Brook. J. Corp. Fin. & Com. L. 123 (2021).

Jill E. Fisch, Mutual Fund Stewardship and the Empty Voting Problem, 16 Brook. J. Corp. Fin. & Com. L. 71 (2021).

Joan MacLeod Heminway, Federalized Corporate Governance: The Dream of William O. Douglas as Sarbanes-Oxley Turns 20, 16 Brook. J. Corp. Fin. & Com. L. 97 (2021).

Howell E. Jackson, "The EU Challenge to The SEC": A View from 2021, 16 Brook. J. Corp. Fin. & Com. L. 33 (2021).

Jordan Lieberman, Note, Lorenzo v. SEC and the Expansion of Scheme Liability: Why Courts Should Implement a "Modified Creator Standard", 2021 Colum. Bus. L. Rev. 352 (2021).

Christal McCamy, Note, Retail Investors: Why Online Investing Platforms Need More Regulation and Oversight, 16 Brook. J. Corp. Fin. & Com. L. 255 (2021).

Alan R. Palmiter, Full of Questions and Wonder: Roberta Karmel's Legacy, 16 Brook. J. Corp. Fin. & Com. L. 147 (2021).

James J. Park, Karmel's Dissent: The SEC's Use and Occasional Misuse of Section 21(a) Reports of Investigation, 16 Brook. J. Corp. Fin. & Com. L. 9 (2021).

June 28, 2022 | Permalink | Comments (0)

Monday, June 20, 2022

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Nicholas Bartlett, Note, Honing in on Hardware: Data Security Concerns of Large Companies, 52 U. Tol. L. Rev. 545 (2021).

Kyle Bersani, Note, Separating Governance Tokens from Securities: How the Utility Token May Fall Short of the Investment Contract, 43 Cardozo L. Rev. 1305 (2022).

Jason R. Chohonis, Comment, Patching the Holes in Sox: FCPA Disgorgement after Liu and the NDAA, 71 Emory L.J. 841 (2022).

Brian D. Feinstein, Identity-Conscious Administrative Law: Lessons from Financial Regulators, 90 Geo. Wash. L. Rev. 1 (2022).

Jamie Kim, Note, Regulation of Decentralized Systems: A Study of Uniswap,  35 Harv. J. L. & Tech. 335 (2021).

Thomas M.J. Mollers, The Wirecard Accounting Scandal in Germany, and How the Financial Industry Failed to Spot It, 54 Int'l Law. 325 (2021).

Paolo Saguato, Financial Regulation, Corporate Governance, and the Hidden Costs of Clearinghouses, 82 Ohio St. L.J. 1071 (2021).

June 20, 2022 | Permalink | Comments (0)