Tuesday, March 31, 2009

Twice Disbarred

An attorney convicted of a series of criminal offenses who was imprisoned and disbarred in New Jersey was also disbarred by the New York Appellate Division for the First Judicial Department. The underlying conduct:

Respondent's conviction of official misconduct arose out of her misuse of state employees from 2002 to 2004 by having them perform work for her private law practice while she was employed as Chief of Staff and Senior Vice President of Operations for the New Jersey Commerce and Economic Growth Commission. As to her conviction of theft by deception (welfare fraud), respondent admitted that in 2000 and 2001, prior to her employment at the Commerce Commission, she obtained more than $500 in food stamps by filing a false application that failed to report her true income and her employment as an attorney.

Fuether information about the charges may be found in this December 2004 press release from the New Jersey Attorney General's office. (Mike Frisch)

March 31, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)

From Towson Or Timbuktu

The Maryland Court of Special Appeals upheld the bond forfeiture against a professional surety that resulted from a defendant's failure to appear for trial. The bondsman hired a bounty hunter ("the very term... evokes a quaint nostalgia for a more robust era of American legal history") who was able to locate the defendant in his native Honduras. The defendant respectfully declined the bounty hunter's importunings to return to Howard County and is not subject to extradition.

The court concluded that "the [bonding company] is very slippery with its use of language" when it claimed to have fulfilled its obligation by locating the defendant: "The...obligation was not to locate the defendant. Nor was it to make a good faith effort to bring the defendant back to Maryland. Its obligation was to produce the defendant at the Howard County Courthouse to stand trial and nothing less than that...It was a matter of sublime unconcern to the State where the defendant is located. That was the [bonding company's] problem. As long as the appellant produced the defendant, the State could not have cared less whether he had been located and brought back from Towson or from Timbuktu."

The court also noted that the bonding company had improperly characterized the prosecutor's indifference as support for their request to set aside the collateral forfeiture. (Mike Frisch)

March 31, 2009 in Law & Society | Permalink | Comments (0) | TrackBack (0)

New Judge Censured

A press release issued today by the New York Commission on Judicial Conduct reports that a part-time town court judge was censured for reducing speeding charges in five cases without consent of the prosecutor and reduced another speeding charge based on an ex parte discussion with a co-worker (the judge works in a dairy) who was a friend of the defendant. While ticket-fixing might otherwise merit removal from the bench, the judge was new to the job and "erroneously believed that it was his responsibility to negotiate pleas as a way of disposing of contested traffic charges."

The commission's opinion is linked here. (Mike Frisch)

March 31, 2009 in Judicial Ethics and the Courts | Permalink | Comments (0) | TrackBack (0)

The Reach Of Rule 8.4(b)

Last evening in my American Legal Profession class, we had a lively discussion of the reach of Model Rule 8.4(b), which prohibits criminal conduct that reflects adversely on a lawyers honesty, trustworthiness or fitness as a lawyer in other respects. The web page of the Tennessee Board of Professional Responsibility reports that a Nashville attorney was suspended for a year for a conviction involving misdemeanor domestic assault. He also pled to misdemeanor charges arising out of an arrest for driving under the influence and child endangerment.

The report states in summary fashion the conclusion that each of the offenses violate Rule 8.4. (Mike Frisch)

March 31, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)

Contract Language Controls Fee Dispute

In a dispute between lawyers over a $1.9 million award of attorneys' fees in a medical malpractice action, the New York Court of Appeals held that an attorney who had brought in co-counsel to try the case was entitled as a matter of contract to the agreed upon one-third of the entire fee.

Attorney Simal contacted attorney Samuel to serve as trial counsel. They agreed that Simal would get "one-third of the entire legal fee." The client was notified of the arrangement in writing and consented to the agreement. Samuel brought in another attorney to assist in the trial. After three weeks of trial, the matter settled for $6.7 million, resulting in a statutory attorneys' fee of over $800,000.

The two trial counsel moved for an enhanced fee and were awarded $1.9 million. Samuel then sent Simal a check for 1/3 of the fee his firm had received but nothing from the fee award to the firm of the second trial counsel. Simel rejected the amount, demanding one-third of the entire fee. Samuel then sought a declaratory judgment that Simal had violated fee-sharing ethics rules and should get nothing.

The Appellate Division concluded that Simal had complied with ethics rules (the court here agrees) but should only get paid from Samuel's share. The court here concludes that the lower court erred in disregarding the express language of the agreement between Simal and Samuel: "...it is of no moment that Simal did not contribute to that part of the work that resulted in the award of the enhanced fee. In the realm of fee-sharind disputes, 'courts will not inquire into the precise worth of the services performed by the parties.' " The court also noted that Samuel should not be heard to complain about the ethics of an agreement to which he had freely accepted. (Mike Frisch)

March 31, 2009 in Economics | Permalink | Comments (0) | TrackBack (0)

Monday, March 30, 2009

My Iconoclastic Approach to Contract Theory (or Its Ultimate Failure) - The Financial Crisis Edition

Posted by Jeff Lipshaw

I was reading Bill Saporito's article in the March 19 Time on how AIG got "too big to fail," and one comment jumped out at this contract theorist, particularly after having just recently looked at another take on the relationship between contract and promise.  Last year, Seana Shiffrin (UCLA) published an article in the Harvard Law Review called The Divergence of Contract and Promise, and its thrust was that, to the extent contract law let promise-makers off the hook as, for example, by the doctrine of efficient breach, it was inconsistent with the flourishing of moral agency.  I responded to that piece with my own essay in the Canadian Journal of Law & Jurisprudence. 

No, thank God, there was nothing on contract theory as such in Time.  It's difficult, however, to avoid the subject of contracts (or their limits) when the issue is financial systemic risk.  One way of looking at financial systemic risk is the limit of contract.  What AIG provided was an insurance contract against default on a security known as a collateralized debt obligation (CDO).  "Credit default swap" or CDS is a fancy name for the insurance contract.  The security issuer paid a premium to AIG (which AIG got to book as revenue), and AIG promised to pay the value of the security if there was an underlying default.  Of course, the trick in insurance is setting reserves for potential claims, and as long as the risk is diversified it usually works (assuming you reserve enough, which is a good question here).  Any middling competent deal lawyer knows that you can have the fanciest indemnification provisions in the world but they are worth diddly-squat if there's no (or not enough) money backing them up.  And that's the problem here.  The whole system (game?) of contract law breaks down, or becomes irrelevant when this extra-systemic aspect comes into play.  Oops, counterparties aren't supposed to go broke.

The article does a pretty good job of spelling this out.  What really got my attention, however, was a comment from Maurice Greenberg, the exiled former CEO of AIG, reported thusly:

In a rare interview, former CEO Greenberg, who is suing AIG and being sued by the company over financial-management issues, tells TIME that once the company lost its top credit rating, AIG FP should have stopped writing swaps and hedged, or reinsured, its existing ones. But Cassano's unit doubled down after the spring of 2005, writing more and more subprime-linked swaps as the ratings plunged, which made the possible need for collateral enormous in the event its debt was downgraded. The downgrades occurred in 2008. "Of course they were going to run out of money," says Greenberg. He adds that as the liquidity crunch hit in 2008, AIG FP should have renegotiated terms with the banks to ease their demands on collateral. "You can renegotiate almost anything, anytime." (Emphasis added.)

Wait a minute! For classical contract formalists, what about the "sanctity of contract"? For Professor Shiffrin, what about the morality of promise-keeping? For my friend Rob Kar, late of Loyola-LA and soon of Illinois, what about second-person morality? And for all the economists out there, what about opportunism?

A blog post is no place to do anything other than suggest a direction, and so that's all I will do.  My suggestion is that the "theory of everything" explanation of contract law is futile because of the paradox of the search for foundational principles.  The morality theory founders because it doesn't take us long to dispose of the idea that promise-keeping (as the moral basis of contract) isn't as foundational as it's cracked to be.  The economic theory founders because if the contract obligor is relieved from his opportunistic impulse by the fact the contract obligee gets more utils out of the new deal, then the utilitarian justification for contract law either explains everything or nothing, but is wholly unpredictive.

For more on this, see Freedom, Compulsion, Compliance, and Mystery:  Reflections on the Duty Not to Enforce a Contract, 3 Law, Culture, and the Humanities 82 (2007), whose opening hypothetical might well describe the moral-legal dilemma of an AIG employee who had a right to a bonus, but for some reason other than "law" decided to give it up.  Also see some of Jody Kraus's later work on this.  In the meantime, ponder whether Greenberg's comment is pragmatic or unprincipled, moral or immoral, legal or illegal, reconcilable with law or not?

March 30, 2009 in Current Affairs | Permalink | Comments (8) | TrackBack (0)

A Stressful Atmosphere

The Pennsylvania Court of Judicial Discipline has just posted its October 2008 decision finding misconduct on the part of an elected judge of the Luzerne County Court of Common Pleas. The judge was found to be "habitually and egregiously late for court" and was "impatient, undignified and discourteous to court personnel." The judge's court was a "tense and stressful atmosphere." The judge contended that all 30 witnesses who testified against her were lying and part of a conspiracy, a position that the court viewed "to put it gently, as far-fetched."

The sanctions order prohibiting the judge from holding future judicial office is linked here.

A concurring/dissenting opinion would find no misconduct in a remark by the judge to a law clerk to "cut [an attorney] a new asshole." The "statement [was] no more than an off-hand, albeit unprofessional, comment made privately to a member of [the judge's] staff in a moment of anger...Judges are human, have human emotions, and may make comments amongst themselves or their staff about lawyers and litigants while nervertheless fairly deciding cases. The Majority Opinion imposes an unreasonable standard upon judges in their private communications with each other and their personal staff. It is not the stuff that either recusal or disciplinary actions are made of."

Thirty witnesses were called to establish the misconduct, which is set out on over 200 pages of findings and conclusions. I believe that this is the same county court system that gave us the two judges who incarcerated juveniles for a profit.


The Pennsylvania Supreme Court last week ordered that the matter be remanded and the sanction stayed. The judge will be allowed to put on new evidence alleging that the case against her was concocted by the corrupt Luzerne County judges.

Newswatch16 reported after the above order:

Given another shot by the state Supreme Court, a former Luzerne County judge looks ahead to a new hearing on the accusations against her.

It wasn't that long ago that Ann Lokuta was considered the disgraced judge of Luzerne County, bounced from the bench on charges of professional misconduct. But a lot has happened since then, and Wednesday the state's highest court ordered the Lokuta case be reopened.

Ann Lokuta always maintained the misconduct charges against her were part of a vendetta by then judges Michael Conahan and Mark Ciavarella. Now that Conahan and Ciavarella have pleaded guilty to corruption charges of their own, the Supreme Court wants the Lokuta case re-examined.

Ann Lokuta told Newswatch 16 she was shocked by Wednesday's decision but still doesn't feel totally vindicated.

According to Lokuta, the ruling means she will again be able to collect her salary and benefits as a judge but she remains suspended from the bench. She said she got the news about the court's decision late Wednesday afternoon from her attorney.

"He kept yelling 'judge, judge, you're a judge again' and I thought he was joking, so I'm very happy with this, however I'm optimistic the future will bring me some good news."

Lokuta told me she wants to get back on the bench as soon as possible. She plans to meet with her attorney Thursday to talk about their strategy. At this point, Lokuta says it will be up to the court of judicial discipline which could or could not decide to re-open her case.

Another news report from PAHomePage.com:

Ciavarella and Conahan testified against Lokuta during proceedings that resulted in her removal from the bench. "Mark Ciavarella and Michael Conahan were the legal puppet masters over all of the staff in the Luzerne County court system and if anyone dared to step up and ask them questions, they stepped on them like little ants.  I'm living proof of that."

Lokuta says at her hearing Ciavarella and Conahan also failed to reveal they were business partners.

March 30, 2009 in Judicial Ethics and the Courts | Permalink | Comments (0) | TrackBack (0)

Credit Or Debit?

The Legal Ethics Committee of the District of Columbia Bar opines as follows:

A lawyer may accept credit cards from a client for payment of fees, including unearned fees (commonly referred to as a retainer or advance fees), so long as the lawyer ensures that she complies with applicable District of Columbia Rules of Professional Conduct, including ensuring that she does not enter into a merchant agreement with the credit card company that violates the Rules.

The committee notes the issues presented where the fees are paid in advance:

Before accepting credit cards for an advance fee, the lawyer must have a complete and detailed understanding of the agreement imposed on her by credit card companies. In many cases it may prove impossible for the lawyer to deposit advance fees paid by credit card into trust accounts and adhere to the terms of the agreement. Funds in trust accounts belong to the clients, not to the lawyer. As such, they cannot be attached by the lawyer’s creditors. But because many credit card agreements permit the credit card company to invade the merchant’s bank account and charge back monies already paid the merchant if the customer disputes a bill, there is a danger that funds deposited in a lawyer’s trust account might be “clawed back.” Under some circumstances this could result in a situation where there are insufficient funds in the account. 

For example, suppose a lawyer deposits an advance fee of $50,000 into her trust account and, as the fee is earned, transfers $40,000 to her operating account. If the client lodges a protest with the credit card company challenging the lawyer’s right to payment, the credit card company, under its standard merchant agreement, might invade the lawyer’s trust account, and claw back the entire $50,000, pending resolution of the dispute. This would mean that the lawyer had insufficient funds in her account to cover her obligations to other clients whose funds she is holding. In some circumstances, it could even result in the account being overdrawn.

Because the Committee does not and cannot know the details of all contractual arrangements between lawyers and credit card companies, we cannot conclude that credit cards can never be used to pay advance fees into trust accounts. But if a credit card is used in this fashion, the lawyers must ensure that under no circumstances can the credit card company invade her trust account. If that possibility exists, a credit card may not be used. Moreover, the lawyer must understand all the provisions of her agreement with the credit card company to ensure that entrusted client funds are safe and secure. Absent that assurance, a credit card may not be used to advance entrusted funds.

(Mike Frisch)

March 30, 2009 in Economics | Permalink | Comments (1) | TrackBack (0)

Suit Against Co-Counsel Not Permitted

An attorney representing a client in a medical malpractice action brought in a second attorney as co-counsel. The second attorney assumed primary responsibility for the case with a 50-50 split of the contingent fee. Thereafter, the case settled for less than the amount anticipated by the referring lawyer. He then sued co-counsel on a variety of legal theories including improper substantive advice to the client.

The Maryland Court of Special Appeals held that the defendant lawyer owed no tort duty to referring counsel, that she had fulfilled the contractual obligation between counsel and could not tortiously intertfere with a contract to which she was a party. (Mike Frisch)

March 30, 2009 in Clients | Permalink | Comments (0) | TrackBack (0)

Summary Medical Discipline

A doctor who had entered an Alford plea to charges that he had sexually assaulted a patient was found by the medical license board to have committed a crime involving moral turpitude. He contended, and the circuit court held, that he was entitled to a hearing prior to the imposition of professional discipline. On appeal, the Maryland Court of Special Appeals reversed and concluded that summary discipline was appropriate based on the plea. Although the judgment of conviction was vacated as a result of the sentence, discipline was linked to the guilty plea. The court further concluded that the crime was one of moral turpitude. (Mike Frisch)

March 30, 2009 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Suing The Complainant

An attorney who had been suspended in Colorado for a year and a day violated ethics rules by bringing legal actions against persons who had reported his misconduct, according to a hearing board report imposing additional sanctions. Interestingly, the Colorado immunity for bar complaints rule is not absolute, as in many jurisdictions. Rather, a lawyer may sue a complainant for violating confidentiality rules or for complaints brought in reckless disregard of the truth or in bad faith. The board found that filing the suit against the complainants was conduct prejudicial to the administration of justice but not frivolous because the suit "is still pending in federal district court where substantive legal issues are yet to be resolved."

The story starts with the termination of a two-lawyer firm. The lawyers agreed to pay each other from the proceeds of pending cases. The suspended lawyer (Rasure) failed to pay the former partner (Dugan) his share of a contingency case that had settled for $200,000. Dugan consulted a second lawyer (McLachlan), who in turn contacted Rasure's then associate Sitter. As a result, Sitter terminated his business relationship with Rasure. When Dugan got paid, he did not follow McLachlan's advice to report the misconduct to the People. McLachlan later told a member of the People's staff of a number of things about Rasure which were "substantially true."

Sitter also decided not to report the misconduct. However, he was contacted in the wake of McLachlan's disclosures and reluctantly cooperated (the reluctance "stemmed from his fear that Respondent would retaliate if he cooperated with the People)." A disciplnary complaint was brought and violations were found concerning the contingent fee.

Rasure, after stipulating to the violations, sued McLachlan and Sitter (whose fears proved well-founded) in federal district court for malicious prosecution, abuse of process, slander, civil conspiracy, intentional interference with contract, and extreme and outrageous conduct. The board here found that Rasure had admitted the conduct reported by McLachlan and Sitter. He thus could not prove that they had acted in reckless disregard of the truth. The board concluded that the reporting attorneys did not act in bad faith or fail ito nvestigate: "If such level of scrutiny were required in any instance before citizens could report perceived lawyer misconduct, few reports would be made."

The attorney was again suspended for a year and a day and will be required to submit to an independent medical examination before applying for reinstatement. (Mike Frisch)

March 30, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)

Sunday, March 29, 2009

Relis on Perceptions of the Civil Litigation Process

Posted by Jeff Lipshaw

Tamara Relis, whom I met at the 2007 Faculty Recruitment Conference, has two pieces of good news.  First, she's joining the faculty at the Touro Law School next year.  Second, she has a book coming out Images from Cambridge University Press entitled Perceptions in Litigation and Mediation: Lawyers, Defendants, Plaintiffs and Gendered Parties.  Here's an abstract:

The book is an analytical study exploring the internal dynamics and realities of case processing in the legal system leading up to and including mediation. In juxtaposing lawyers’ and parties’ understandings, objectives and experiences on all sides of ongoing injury and fatality cases (131 interviews, questionnaires, observations), the data shed new light on how lawyers and disputants think and speak about the meaning of their cases as well as their expectations and aims on how to resolve them. The findings additionally offer insight into how female and male attorneys practice law, and how female and male victims, plaintiffs and defendants experience legal processes.

Three recurrent themes run through the book. The first theme relates to the parallel worlds of understanding and meaning inhabited by legal actors versus lay disputants, reflecting materially divergent interpretations and functions ascribed to litigated case processing and dispute resolution. In providing a unique look into the diversity of prevalent realities, I demonstrate through lawyers’ and parties’ own discourse that both the formal and informal justice systems are not serving many of disputants’ intrinsic, often overriding, needs; and I challenge the notion that disputants and their representatives broadly understand and want the same things during case processing. As such, the parallel worlds’ findings reveal inherent problems with the core workings of the legal system. The second theme, termed lawyers’ “reconceptualization,” pertains to the role of mediation experience in transforming attorneys’ understandings of their cases and their roles within them, with extralegal considerations increasingly becoming inherent within lawyers’ thinking. The third theme relates to the diverse understandings of conflict and its resolution by males and females in professional and disputant groups

Congrats to Tamara on both scores!

March 29, 2009 in Abstracts Highlights - Academic Articles on the Legal Profession | Permalink | Comments (0) | TrackBack (0)

Saturday, March 28, 2009

Law Dog and Other Curiosities

MaxLangdellPosted by Jeff Lipshaw

Max the Law Dog and I went for a walk today.  Here's Max just after marking the Harvard Law School. I  believe his comment was "nice shrubs."MemorialHall

Just before we got to the Law School, we passed by the inspiration for Peter Jackson's conception of Sauron's Dark Tower, Barad-dur, in the evil land of Mordor.   Compare Memorial Hall (right) to the model used in making the movie (below left). 


Well, they sort of look the same.  James

And finally, to complete the photo gallery, we have James Lipshaw, working hard at proofreading the Teacher's Guide to Ribstein & Lipshaw, 4th Edition (appropriating the office of Professor Carter Bishop).

My apologies to any of you who tuned in to hear about something significant.

March 28, 2009 in Lipshaw | Permalink | Comments (0) | TrackBack (0)

Worst Of The Worst

The New York Times has an article in today's paper describing the kickback scheme of two Pennsylvania judges to sentence juveniles to a detention facility that paid them for the business. The article cites to a number of "red flags" that should have alerted authorities to the shocking abuse of judicial authority. It is difficult to imagine a course of conduct that reflects more adversely on the judicial system. I cannot imagine the anger of the families that suffered at the hands of these individuals. (Mike Frisch)

March 28, 2009 | Permalink | Comments (2) | TrackBack (0)

Friday, March 27, 2009

Monitored Rather Than Revoked

An Illinois hearing board concluded that a lawyer's license should be "monitored rather than revoked" in a case where the attorney had diverted to himself over $30,000 in fees, half of which were due to his firm. The lawyer was both an associate attorney and independent contractor.  The attorney's explanation of the misconduct:

When asked to explain why he took the funds that belonged to the law firm, the Respondent said "we were behind on our bills and our house payment, and I just made a bad choice . . . That's why I did it." He further explained that, at the time, he was not getting new clients, and was not earning enough money to pay his and his family's bills. He was repaying about $65,000 in student loans and had credit card debt "in the 30 to $40,000 range." In about January 2007, his income at the law firm "picked back up" and he was able to get "caught up" on his bills.

The hearing board recommends a two year suspension stayed after nine months with two years of probation.

March 27, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)

The Wrong Spot

The Vermont Professional Conduct Board recently decided a bar discipline case involving the following facts:

Respondent is a sole practitioner with one non-lawyer employee.  His practice focuses on real estate transactions and personal injury work. Respondent was admitted to the Vermont Bar in 1987. Respondent maintains a pooled interest bearing client trust account which has been at TD Banknorth for all times relevant to this case.

            In February of 2006, Respondent conducted a closing for clients who were purchasing property in Barre.  The clients had been renting the property under a “rent-to-own” plan in which a percentage of the rent they had paid was to be applied as a down payment towards the purchase.  In anticipation of the closing, Respondent used a software program to prepare a HUD settlement statement.  In doing so, Respondent mistakenly entered his clients’ rent payments in the wrong spot.  As a result, the final HUD statement credited the seller with approximately $7300.00 more that he should have received.  No one, not Respondent, seller’s attorney, the realtor nor the parties noticed the mistake.  During the closing, Respondent issued several checks drawn on his trust account.  One of the checks was payable to the seller, and due to the mistake on the HUD statement, was for an amount that exceeded what the seller should have received by approximately $7300.00.  Nearly two years later, Respondent’s bank notified him that his trust account was overdrawn.  On receipt of the notice, Respondent reviewed his trust account records back to the year 2000 and discovered that in several closings he had made the same error that he had made in February of 2006: failing to enter the buyer’s down payment in the proper spot on the HUD settlement statement.  Respondent determined that, over time, his errors caused him to disburse from his trust account approximately $11,000.00 more than should have been disbursed.  Respondent immediately took out a loan and deposited the money into his trust account to ensure that his clients’ interests were protected.

The board rejected a proposed public reprimand and directed that the attorney be admonished. As a result, the identity of the lawyer remains confidential. (Mike Frisch)

March 27, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)


An insurance company is not obligated to defend claims brought against a law firm that do not involve allegations of negligence or malpractice, according to a decision of the New York Appellate Division for the Second Judicial Department:

Here, Liberty established its prima facie entitlement to judgment as a matter of law declaring that it was not obligated to defend and indemnify the Burkhart Firm in the underlying action, and the Burkhart Firm failed to raise a triable issue of fact in opposition. The basic coverage provision of the Liberty policy clearly limits coverage to claims which are caused by "any actual or alleged act, error, omission or personal injury which arises out of the rendering or failure to render professional legal services." Inasmuch as there is no allegation of negligence or malpractice arising out of the Burkhart Firm's performance, or failure to perform, legal services, the claim in the underlying action does not fall within the ambit of the policy. For the same reason, the Supreme Court properly denied that branch of the Burkhart Firm's cross motion which was for summary judgment.

The allegations against the firm are summarized in the court's order:

In the underlying complaint, Financial Advisors Legal Association, Inc. (hereinafter FA Legal), asserted claims for relief against the Burkhart Firm for "wanton, willful and malicious" breach of fiduciary duty for misappropriating FA Legal's confidential information and trade secrets; tortious interference with contract for using this information to attempt to convert FA Legal's members and prospective members to a newly- formed competing business entity; and for "wanton, willful and malicious" misappropriation of trade secrets.

(Mike Frisch)

March 27, 2009 in Economics | Permalink | Comments (0) | TrackBack (0)

Suspension Results From Dispute With Siblings

A family dispute over the guardianship of a lawyer's mother has resulted in a suspension of three months  followed by one year probation by the Nebraska Supreme Court. The attorney had opposed the appointment of a guardian and, after her sister was appointed, fought with her siblings over virtually every aspect of its administration. The attorney had represented the guardian but was granted leave to withdraw. After withdrawal, the attorney violated ethics rules by filing two notices of appeal and another pleading without the authorization of the client.

A referee had recommended a reprimand with probation and disciplinary counsel asked the court to impose a one year suspension. The court noted that the attorney had previously been privately reprimanded for ethics violations in connection with the guardianship and rejected the recommended second reprimand as unduly lenient. The court agreed with the referee that the bar had not established that the attorney had acted dishonestly. The attorney was admitted in 1976 and apparently has never been the subject of discipline except for this family affair. (Mike Frisch)

March 27, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)

"Shocking Disregard"

The New York Appellate Division for the First Judicial Department ordered the interim suspension for an attorney who had failed to cooperate with an investigation into two complaints alleging possible misuse of entrusted funds:

The Committee's motion for an interim suspension should be granted since respondent's failure to comply with the Committee's lawful request for documentation, to respond to its subpoena and to answer the second complaint evinces a shocking disregard for the judicial system which can only be interpreted as a deliberate and wilful attempt to impede the Committee's investigation. Accordingly, suspension pursuant to 22 NYCRR 603.4(e)(1)(i) is warranted.

(Mike Frisch)

March 27, 2009 in Bar Discipline & Process | Permalink | Comments (0) | TrackBack (0)

Thursday, March 26, 2009

Lawyer Spare That Tree

In a collateral attack on convictions for second degree murder, the defendant claimed that his trial counsel had been ineffective for his failure to attempt to retrieve the death-causing bullet from a tree at the crime scene. Counsel did not deny that the defendant had requested that he do so.

The Tennessee Court of Criminal Appeals affirmed the trial court's denial of habeas corpus relief. The decision not to retrieve the bullet was found by the post-conviction court to be a sound tactical decision. There was no evidence that the bullet was lodged in the tree or that, if found, it would have been favorable to the defendant's case. (Mike Frisch)

March 26, 2009 in Professional Responsibility | Permalink | Comments (0) | TrackBack (0)