Tuesday, October 31, 2006

Lipshaw on SOX and the Incomplete Explanation Game Theory Offers for Moral Action in Corporate Governance

Jeffrey M. Lipshaw (Tulane) has posted, on SSRN, his 2004 Wayne Law Review article entitled, "Sarbanes-Oxley, Jurisprudence, Game Theory, Insurance and Kant: Toward a Moral Theory of Good Governance."  Here is the abstract:

The governance rules mandated by Sarbanes-Oxley, and the SEC regulations thereunder, were in direct response to many of the specific misdeeds of the Enron, WorldCom and other scandals, leaving corporate lawyers scrambling to keep their clients in technical compliance, but wondering whether it would create better governance. In this paper, I contend first that the frustrations with Sarbanes-Oxley have their basis in the jurisprudence underlying Sarbanes - the presence or absence of articulated policies and principles underlying the specific rules. I assess the law under modern positivist and naturalist theories, and point out ironies in its ultimate application. Second, I contend there is a more fundamental issue. Neither the law, nor Lipshawpic_1 one of the most cogent theories of non-legal norms - Eric Posner's application of game theory and signaling to principles - accounts fully for the moral aspect of corporate board service and ethical decision-making. I critique the economic model with a real world example of a wealthy director's assessment of his potential gain versus potential exposure. I suggest there is a moral theory that explains compliance outside of law or economics, and that the directors operate simultaneously under moral, legal and economic dictates. Finally, I contend social policy and legal training that in turn fail to recognize the importance of moral bearing on corporate governance will very likely miss the intended objective of good governance: more thoughtful, independent focus by boards on their fiduciary obligations to corporate stakeholders.

More to be said about this very interesting article in posts to come.  For now, congratulations Jeff.  [Posted by Alan Childress, who was not put up to this.]

October 31, 2006 in Abstracts Highlights - Academic Articles on the Legal Profession, Ethics, Privilege, Professional Responsibility | Permalink | Comments (0) | TrackBack (0)

The Texas Chain Gang Massacre & Incompetent Representation: Old Cases Make Bad Lawyering

A previous post on Texas death penalty appointments [here] had linked to an Austin newspaper expose Sunday detailing incompetent state habeas/appellate representation of capital defendants.  The next part of this "Writs gone wrong" series included this story on how hard it is for even the very good current lawyers in such appeals to do a good job when the cases are so old and the files not easily navigated.  They are stuck with a lot of errors not of their making.  Further, the 'How Appealing' blog, at here, includes helpful links to the rest of this important series, and it lists other topics covered.  It also, in unrelated Texas ethics news, quotes and links elsewhere in the blog an op-ed from the Fort Worth paper that begins, "The ruling exonerating Texas Supreme Court Justice Nathan Hecht of ethical violations gives new definition to the word tortuous."  [Alan Childress]

October 31, 2006 in Ethics, Professional Responsibility | Permalink | Comments (0) | TrackBack (0)

Stras on Influence of U.S. Supreme Court Law Clerks

A follow-up on the two SSRN articles on law clerk influence, which we discussed and linked at this spot.  Now David R. Stras (Minnesota, Law) has posted this Review Essay on SSRN, "The Supreme Court's Gatekeepers: The Role of Law Clerks in the Certiorari Process."  It reviews two books on the role and impact of Supreme Court law clerks, including one by a Zorn-less Todd Peppers (whose paper with Zorn we cited).  Stras goes beyond mere "book review" and independently examines cert pools for various years -- and suggests clerks do influence certiorari decisions.  Abstract after the jump.  [Alan Childress]

Continue reading

October 31, 2006 in Abstracts Highlights - Academic Articles on the Legal Profession, Law & Society | Permalink | Comments (0) | TrackBack (0)

Stella Awards & Legal Profession Myth: Jury Not Out to lunch on McD's Coffee (Or Why Harrison Ford Won't Read LPB Again)

Posted by Alan Childress

Aproposner* my previous post on urban legends of the legal profession and alleged frivolous litigation (all with whopping jury awards) that turned out to be fake:   Such whoppers always unfairly invoke the name of Stella Liebeck (as in your next email, "This years Stella Awards Winner played w/ fourty live cobras and got fatelly bit and then sued Harrison Ford!--and won!!).  You know Stella:  she settled a case against McDonald's for her horrific burns from their jet-fuel coffee [my term].  She is real and her case was too--though not how it was publicly reported at the time and used since then by corporate propagandists.  I guess if she sued them, after, for their libeling her and questioning her integrity, using provably false facts about the case, that'd be a frivolous lawsuit too and another example of her greedy get-rich scheming.  (She just wanted to repay her daughter the medical costs.) 

Regardless, it is a fitting case to use as propaganda in a different direction:  jurors are not stupid and the legal profession did not wrongly manipulate them into forking over millions of Micky D's precious Best Buy Bucks to the 79-year-old Stella.  Post-case interviews with the actual jurors (and reports from the judge who sat the case) show a thoughtful and initially-skeptical jury looking at all the facts and making the call as they saw fit on the evidence.  Their views on the case are part of a website collecting debunking reports of this case, linked here.  Its best part, to me, is a little ways down (the third entry) under a heading Coffee Spill Cases:  it's a file used apparently for teaching this and other cases by Ralph Brill at Chicago-Kent, which includes a specific excerpt from Richard Wright on the jury interviews and how the case was presented by Reed Morgan for the plaintiff (under subheading PUBLIC PERCEPTIONS AND EMPIRICAL DATA).  It is worth a read if only to have some contrafacts handy if you are in the legal profession and your layfriends keep using the travesty against McDonald's to try to make you feel bad you're a lawyer, when you have so many better reasons to feel bad. 

Why Stella?  How did her little case get such traction?  Certainly not by her bragging to her friends that she scored thousands of dollars off of Ronald at the mere sacrifice of her genitals (I am blunt for a reason--people need to see her injuries for what they were, not a social snub, hurt feelings, or a day at the ER mooning George Clooney).  I think part of it is that McD's is such a positive institution in America and an ambassador to the world of U.S. culture.  I am not kidding, and I honestly think that's a good thing.  And to be fair, the people using this case are not from McDonald's, which settled it privately.  But I doubt the media impact of this 'cautionary tale of the legal profession' would have earned much traction if the careless or at least insensitive injurer had been a mortician or Allstate.  The defendant in such a case would be excoriated and the jury praised.  The plaintiff would not be a poster child, yet the defendant might well be (as for example the funeral home in Georgia that piled bodies out back rather than cremate them as promised the families--just how hard was it to fulfill the promise?). And in any event the legal profession would not be put on public trial so readily.  A bit more after the jump.


* "Aproposner my earlier point" is from the French for "appropriate to, and further recycling of, my earlier tome..."

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October 31, 2006 in Law & Society | Permalink | Comments (0) | TrackBack (0)

Ethics 101: My Nomination

by Mike Frisch

As a follow up to Alan's post on the most obvious disciplinary result, my nomination is a case that I prosecuted at D.C. Bar Counsel.  In re Bewig, 791 A.2d 908 (D.C. 2002) asks the question whether repeated sexual abuse of a three year old child in the lawyer's care and custody is a crime of moral turpitude. The answer is "yes" but the most interesting aspect of the case was the D.C. Board on Professional Responsibility's report that reads like a love letter to the lawyer and encourages him to seek reinstatement (there is no permanent disbarment in the District of Columbia). Even more remarkable is the dissent of one member, who thought that predatory sexual abuse was a curable disability that justified probation in lieu of disbarment. These reports are available at www.dcbar.org, click on site map, then attorney discipline, then Board report and recomendations, enter keyword Bewig.

October 31, 2006 in Ethics | Permalink | Comments (0) | TrackBack (0)

Judge Declares Mistrial After Lawyer Accuses Him of JUI or Judging While Intoxicated

Posted by Alan Childress

An Illinois state ALJ, in a Chicago-area case about alleged "locksmith fraud," said Monday he had to declare a mistrial because of the "personal attacks you've [the lawyer] made on my character, the so-called impairment."  The Judge's department later offered that the Judge had, in the questioned Gavel_15_1 earlier proceeding on Friday, been "groggy" from taking "some cold medicine."  [This is of course the classic Stripes defense of the cab driver played by Chicago's own Bill Murray.]  Whatever the grogginess and lack of focus in court that day and its putative source in some kind of generic NyQuil, the Judge's bigger problem--I am just guessing it will be--is that at recess he told a reporter, it is reported, that one of the locksmith company's representatives in the case, an Israeli man, "looks like a terrorist."  [This is of course the classic Mel Gibson defense, though I am sure there is no evidence to support any claim as to who controls all the bank locks in the world.] 

The Judge was apparently slurring to the reporter in both senses of the word, but I predict he will get no credit for his administrative efficiency.  He obviously ignored Jeff Lipshaw's recent advice on being careful when talking to a reporter (and thus serves as a cautionary tale for non-readers of the Legal Profession Blog), in Jeff's post on a New Orleans judge.  Synthesizing these two unrelated stories, which as a law prof I am paid to do, I add that it is probably not a smart idea--ethically or otherwise--for a lawyer to go duck hunting with the Illinois Judge.  At any rate, the defendant's attorney stands by his statement that the Judge had been "impaired"  and everyone in the courtroom knew it.

The story was reported here this morning (without any of my inserted snarkiness or tone) by the Chicago Sun-Times, in a story by Stephanie Zimmermann called, "Mistrial in locksmith fraud case after 'attack' on judge."  As a serious aside, I wonder why (if all these facts are true) the Judge had to try to place the blame of the mistrial on the lawyer's "attack" instead of simply declaring a mistrial with an apology or at least without assigning blame.  The headline becomes, unfairly [though the unfairness is not Zimmermann's], one of mistrial due to "attack on judge" rather than mistrial based on "judicial impairment and injudicious statements by the Judge."  I mean I know that's why the Judge spun it that way, but to me it is compounding judicial misconduct, days after the sobering effect of the incident, to blame the lawyer for objecting and treating the statements as "personal" if the conduct was made in court and to a reporter about the case.  The lack of personal responsibility after, to me, is worse than the courtroom impairment, if not the outrageous ethnic slur.

October 31, 2006 in Ethics | Permalink | Comments (0) | TrackBack (1)

Curmudgeon's Guide

Over at the Wall Street Journal's Law Blog, Peter Lattman is running excerpts from a new book entitled The Curmudgeon's Guide to Practicing Law, by Mark Hermann.  I looked at the excerpt on prepping witnesses for, and defending depositions (hell is an eternity of defending depositions; my stomach still churns thinking about it, and I haven't done it in almost seventeen years).  The advice looks sound, ethical, and about what most lawyers would say is standard operating procedure.  I hope, however,  later chapters explain that the question-parsing hair-splitting approach to being a witness (a) managed to trip up Bill Clinton in a pretty famous deposition; and (b) is not the way you want a witness to behave in front of a jury, most of whom generally use language in the ordinary human's way, and look askance at what sounds like "lawyer talk."  [Jeff Lipshaw]

October 31, 2006 in Associates | Permalink | Comments (0) | TrackBack (0)

"There's No Gamekeeper Like an Ex-Poacher:" Schwarcz on In-House Counsel

Schwarczs_1Posted by Jeff Lipshaw

Steven Schwarcz (Duke) continues his marvelous series of empirical studies on lawyering with To Make or To Buy:  In-House Lawyering and Value Creation, just posted on SSRN.  Here is the abstract:

In recent years, companies have been shifting much of their transactional legal work from outside law firms to in-house lawyers, and some large companies now staff transactions almost exclusively in-house. Although this transformation redefines the very nature of the business lawyer, scholars have largely ignored it. This article seeks to remedy that omission, using empirical evidence as well as economic theory to help explain why in-house lawyers are taking over, and whether they are likely to continue to take over, these functions and roles of outside lawyers. The findings are surprising, suggesting that in-house lawyers may now be performing as high quality work as outside lawyers and that the reputational value of outside lawyers may be significantly diminishing.

The quote in the headline of this post does not appear in Professor Schwarcz's paper.  That is a line I used (and I lifted it from somebody else) in an interview several years ago with a reporter from Crain's Detroit Business, when I was the GC of a large division of a large company, recently recruited from partnership in a big law firm.  It was precisely what you don't say if you don't want to be quoted.  As you might imagine, it endeared me no end to my former partners at Prestigious But Regional Large Law Firm, who nevertheless stifled their bile for as long as we kept sending business their way.

Oh, by the way, the statement was true, and Professor Schwarcz's survey results bear that out.

October 31, 2006 in Abstracts Highlights - Academic Articles on the Legal Profession, General Counsel, In-House | Permalink | Comments (0) | TrackBack (0)

Monday, October 30, 2006

Peppers & Zorn on Supreme Court Clerks' Influence + Pether on All Clerks as 'Sorcerer's Apprentices'

Posted by Alan Childress

Two recent postings of abtracts/articles in SSRN's Law & Soc'y: Legal Prof. (the journal edited by Bill 0249114_1 Henderson) ought to be considered together.  One post from August, here, is by researchers Todd Peppers (Roanoke, Public Affairs [left]) and Christopher Zorn (South Carolina, Poly Sci).  It is "Law Clerk Influence Upon Supreme Court Decision Making," meaning U.S. Supreme Court.  Its abstract is below the fold.  This is the first of a series using multiple research techniques to try to tease out the clerks' decisional influences.  In this phase, they focus on that part of the process where one would think their infuence would be least, votes on the merits (as opposed to, for example, taking cert or drafting opinion language).  They find that at the least clerks are sounding boards and advisers on the merits.  And their own ideological views exert an independent influence on the justices' voting behaviors, even controlling for the justices' own views.  I add that, of course, it must be kept in mind that the hiring of the clerks is not a random and independent act--their ideologies are often taken into account both directly and through their references, feeder judges, and mentors.  At any rate, the authors go so far as to estimate that the independent effect of the clerks' policy preferences is one-third of the justices' own.

The other more recent and polemical article, linked here, is by Penelope Pether (Villanova, Law [right]) and catchily entitled "Sorcerer's Apprentices:  How Judicial Clerks and Staff Attorneys Impoverish U.S. Law" (abstract highlights below the fold).  She makes no bones about her wary view of the trend to expand their numbers and roles, in allPether_1 sorts of federal courts, in contrast to Dr. Peppers' and Zorn's statement that their findings alone do "not suggest that law clerks are inappropriately wielding influence."  Hers is a call to take back the courts. 

Their common ground is that both articles find that the law clerks do influence their judges and the system even on the merits of actual decision-making and not just language of opinions and collateral matters.  Pether would add that the influence is not scattered or self-correcting (it does not even out over a range of clerks and their political beliefs) but instead tends to be insensitive to the have-nots and thus affect judicial behavior and outcomes in negative and inappropriate ways.  It appears that Zorn and Peppers are not ready to make that call yet, but they have staked out a methodology and agenda that may well lead in that direction--particularly since they will turn next to areas where it is already commonly believed that clerks make predictable differences, as in the certiorari process. 

In sum, this is an interesting area with more work to be done, and it is useful to have two articles to mull together with their very different methodologies and styles.  Abstracts to follow.

Continue reading

October 30, 2006 in Abstracts Highlights - Academic Articles on the Legal Profession, Law & Society | Permalink | Comments (0) | TrackBack (0)

Bill Parcells on Civility - Losing One's Amateur Status

There's been flurry over at Money Law on civility, with Nancy Rapoport and Jeffrey Harrison weighing in. (I should note that it all still sounds pretty civil to me.)  I think the issue is interesting and too complex to be addressed in a blog post, so I will limit myself to today's how-to from the world of professional grade incivility.  I didn't catch it on Sunday, but apparently football coach Charlie Weis, the newest edition of a legend waiting to happen at Notre Dame, was the interviewee on 60 Minutes.  The following is a quote from Michael McCarthy's Sports on TV column in USA Today this morning.

Weis admitted to being a "jerk" who abuses everybody, including quarterback Brady Quinn [ed. for those of you not familiar with this, Brady Quinn is an unbearably handsome 22 year-old with a certain future in the National Football League, but whose chances for a Heisman Trophy were significantly hindered by the pasting Notre Dame got earlier this year from a certain team to the east-northeast of South Bend].  He learned his in-your-face style from an even more obnoxious, sarcastic Jersey guy:  Dallas Cowboys coach Bill Parcells.  Weis recalls how the Tuna cut him off at the knees the first time he meekly offered advice at a coaches' meeting.  "You have been in the league for five minutes.  No one cares what you think, so just sit there and shut up," Parcells said.

Why we love sports....[Jeff Lipshaw]

October 30, 2006 in Blogging | Permalink | Comments (2) | TrackBack (0)

The Massachusetts Decision

by Mike Frisch

The decision of The Board of Bar Overseers ("BBO") in the law clerk sting case is quite interesting.  [Ed.:  A PDF file of the final BBO decision can be downloaded from here: Download FinalDecision.pdf.  Mike's earlier post is linked here.]  The BBO was unanimous in recommending disbarment for Kevin Curry. He hatched the scheme and sold it to the desperate client unsolicited. He is the quintessential "guy most likely to be disbarred" that we all remember from law school. Gary Crossen, former assistant district and U.S. attorney, ethics counsel to two governors, and chair of the judicial nominating commission, drew a 7-2 vote for disbarment, with the dissenters favoring a three year suspension. Richard Donahue, former BBO chair, bar association president, and president of NIKE, got a three-year recommendation by a 7-4 vote, with the dissenters all favoring lesser suspensions of varying length. The matter now proceeds to the Supreme Judicial Court for final action.

The BBO rejected the attacks of the lawyers on the fact finding of the hearing officer as well as the suggestion that the rules did not clearly prohibit their deceitful ruse. Each accused lawyer was found to have testified with a "marked lack of candor" at the disciplinary hearing. Donahue was found to have lesser cuplability in the scheme, justifying the lesser sanction.

The BBO notes that there was intense publicity with respect to both the misconduct and the disciplinary process. This may help explain why the process seems to have worked well here. There is no better way to make self-regulation work than to expose its workings to public view. It helps, as here, to have an outstanding hearing officer and fine work by the Bar Counsel.

Note to ethics experts: the BBO squarely rejects the need or even the permissibility of expert testimony on whether a course of conduct violates ethics rules.

October 30, 2006 in Ethics | Permalink | Comments (0) | TrackBack (1)

Ethics 101: The World's Most Predictable Disciplinary Ruling. Ever.

By far.  The West Headnote, under "KeyCite 45k[61] - Reinstatement," reads as follows, in full:

Disbarred attorney who threatens to execute members of [Louisiana] Supreme Court and states that he has been told by two bishops that neither they nor the church would say that it would be morally wrong for him to summarily execute the Supreme Court is not entitled to reinstatement. 

Louisiana State Bar Ass'n v. Karst, 601 So. 2d 658 (La. 1992). The opinion was authored per curiam and the seven Justicesof the Supreme Court were, as it turns out, unanimous. That is the lone headnote for a lengthy opinion (res ipsa loquitur indeed).  Unlike in 1992, the state now has available the sanction of 'permanent disbarment.'  OK, OK, I can see its potential application here, despite both my usual reservations...and the obvious Free Exercise Clause claim presented. 

Can you top that for Ethics 101's most self-evident disciplinary decision?  Add comments below if so.  [Posted by Alan Childress (tip of the hat and get well soon: TEA)]

October 30, 2006 in Ethics, Professional Responsibility | Permalink | Comments (0) | TrackBack (0)

Judicial Ethics in New Orleans, and the Art of the Expert Comment

Posted by Jeff Lipshaw

Last week, the dean's office referred a legal profession question from a Times-Picayune reporter over to me (Professor Childress is visiting at GW this semester).  A federal judge in New Orleans has taken a leave of absence and is under criminal investigation in other matters.  The Times-Picayune, doing an FOIA search, discovered that the judge had reported on his annual disclosure form taking hunting trips, valued at $1,000, from a company that also happened to be a defendant in a maritime injury case.  The question was whether he did something wrong - and the gist of my comment was that he may not have thought he did anything wrong, or he wouldn't have reported it, and it might not have affected any decision he made, but this was precisely the reason for the rules regarding the appearance of impropriety.

Weisberg_bob_003_2 I have been publicly teasing my law school classmate and Stanford professor Bob Weisberg (left) for years now about the number of times he gets quoted in the newspaper on all sorts of issues.  I don't begrudge it; he is a really smart guy, but one of my other blog-like duties is that I have been the class correspondent for my law school class for going on twenty-eight years now (there is a plaque in Dean Larry Kramer's private bathroom to prove it).  Every six months the alumni relations department sends me a book of press clippings on classmates, the great bulk of which are Bob's quotes in newspapers ranging from the Wall Street Journal and New York Times to the San Francisco Chronicle and the Los Angeles Times.  No longer will I tease.  I have been dealing with reporters on and off for most of my career, but generally with the idea of not providing quotable information (never say "no comment" - just be so boring that there is nothing to write about).  But from the expert perspective, there is a different sort of art to it:  we are by nature contemplative and careful; that is not what the reporter wants, by and large.  The reason you are on the phone, from her perspective, is to provide a sound bite that helps the story.  Success is doing so without looking like an idiot in print.  Congratulations, Bob, and I apologize for years of abuse!

October 30, 2006 in Ethics | Permalink | Comments (1) | TrackBack (0)

Ineffective Death Row Habeas and Appellate Representation in Texas?

That is what the Austin American-Statesman (reporter Chuck Lindell) charged Sunday in a lengthy and harrowing article entitled, "Sloppy lawyers failing clients on death row:  For 11 years, top Texas court largely ignored shoddy work as 273 people were executed."  It quoted examples from briefs that were gibberish largely lifted from clients' letters, and revealed recycled briefs from other habeas petitions (in state court) that did not match the facts or legal issues.  Several bad lawyer names kept popping up time and again, all on the government dole. The article lays the blame on lax oversight by the Texas Court of Criminal Appeals. [That court, the state's highest on matters of criminal jurisdiction, was for years--I'm reminded by my coauthor on appellate review Martha S. Davis of TSU--called the 'Texas Court of Harmess Error.']  At any rate, the newspaper gives details and specific illustrations that should be eye-popping even to seasoned appellate lawyers and courtwatchers who know there was no perfect trial below and there is no perfect lawyer; this goes way under that mark.

The Austin article was reported on here in the How Appealing blog, which helpfully links related articles in that newspaper about the state bar discipline process as well as the state Supreme Court's anticipated moves toward raising standards.  The collection is first in a series by the paper called 'Writs gone wrong.'   [Alan Childress]

October 30, 2006 in Ethics, Professional Responsibility | Permalink | Comments (0) | TrackBack (0)

I Coulda Been a Professa....*

Posted by Jeff Lipshaw

Imagine you are the chair of a Faculty Appointments Committee some time back in the mid-1970s, and this is the C.V. that comes across your desk:  Harvard College, magna cum laude, Harvard Law School (winner of the Fay Diploma for graduating first in the class and Articles Editor of the Law Review), clerkships with Irving R. Kaufman on the Second Circuit and Supreme Court Justice William O. Douglas, then two years as Counsel to the Watergate Special Prosecutor, Archibald Cox.  I suppose nowadays you'd want to see an article or two published as well.

This, of course, was the early resume of Peter Kreindler, the current Senior Vice President & General Counsel of Honeywell International, who hired me (a long time ago when Honeywell was AlliedSignal) and was myKreindler boss for five years.  From the Watergate Special Prosecutor's Office, Peter went on to partnerships at Hughes Hubbard & Reed and Arnold & Porter before being hired at AlliedSignal by one of the great and charismatic business leaders of the last thirty years, Larry Bossidy

I thought of Peter when I saw Brian Leiter's note (and Avery Katz's update) on one of every twelve Yale Law School alumni being a law professor.  It made me wonder about all of the alums of the law-professor-producing schools who, like Peter, it seems to me, were probably minimally qualified to be law professors (note the sarcasm, please) but chose other careers.  How many are there?  Of the law review editors/Order of the Coif types at Harvard, Stanford, Chicago, Yale, etc., what percentage go on to be law professors?  Of those who do not, are there particular kinds of practice to whom they tend to gravitate?  Do they ever have second thoughts about the road not taken?  Do they stay in touch with issues on the academic side of the profession?  How do they see the subject of curricular reform of the kind discussed over at Money Law?

By the way, were it not for the fact that Peter is a great human being, having him as my direct supervisor for five years would have been (well, actually it was anyway) the most intimidating experience of my life.  I have never met anybody in private practice, corporate life, or the academy, whose CPU ran faster than Peter's.  The sheer speed at which he could deconstruct and reconstruct a problem was staggering.  Peter's law department was also a school of sorts for general counsels:  his former deputies moved on to be the top lawyers at Perkin-Elmer, FMC, American Standard, Medtronic, Visteon, Raytheon and others.

*HT to Marlon Brando and Elia Kazan

October 30, 2006 in General Counsel, In-House, The Practice | Permalink | Comments (0) | TrackBack (0)

Sunday, October 29, 2006

Sixth Circuit Imputes Disqualification to Firm Using Michigan's Rule 1.9(a)

Posted by Alan Childress
Here is the ABA Journal's on-line report Friday of a Sixth Circuit decision Oct. 18 to disqualify a law firm for the successive conflict of interest that arose when one of its opponent's lawyers switched jobs laterally and joined the firm.  No screening was permitted to stop the lawyer's own obvious conflict [under Michigan's version of MR 1.9(a)] from disqualifying vicariously his new colleagues.  Some are arguing that the Sixth Circuit case is wrong because it failed to see that a Comment to 1.9(b) may permit screening or avoid firm-wide disqualification.  But BU's Nancy Moore (also Chief Reporter for the 'Ethics 2000' revisions), quoted in the story, is surely correct that those Comments refer to what is now 1.9(c) and just did not get its reference to the right rule updated as the revision was implemented.  [Rule 1.9(c) is about ending the imputed conflict once the tainted lawyer leaves his or her new firm, e.g., by firing.]  The Sixth Circuit may be wrong, but it isn't for the reason other people are saying in the story.  (I hope to give a follow-up assessment next week of why it still may be wrong, but invite your comments.)

Meanwhile, such a "migratory attorney" situation is exactly the subject we are covering right now in my PR class, and the case and controversy at least illustrate the point I made in the last class--no one gets this area at all.  Here we see so-called experts (not Moore, mind you, who seems to calmly correct that specific misciting) screaming about how the Sixth Circuit is off on the 'wrong' rule when to me it is clear that, in pertinent fact, the conflicted attorney did not exit his new firm.

October 29, 2006 in Ethics | Permalink | Comments (0) | TrackBack (0)

Saturday, October 28, 2006

Follow Up to Hricik Post on Facial Prosecutorial Misconduct

Posted by Alan Childress

Over on Legal Ethics Forum, David Hricik (Mercer) had previously posted, in "Naked Prosecutors, Oh My!," about a Ohio prosecutor arrested for wandering around his building without legal briefs.  Apparently a prosecutor in Seattle (or two) read David's post and determined to one-up the merely-naked Ohio prosecutor.  A post on CrimProf Blog reports (from the Seattle Times) that he (but not she) was arrested after patrons complained they were having sex in a bathroom stall at Qwest Field during a Seahawks game [editor's commentary: eww].  He is a senior deputy prosecutor, not unlike the title held by "Jack McCoy" (Sam Waterston) in Law & Order. Because NBC producer Dick Wolf always prides himself on taking the show's plots straight from recent headlines -- and fearful that the actors including Fred Dalton Thompson are method-trained Stanislavskians who always do their research before playing a role -- we at LPB are determined to simply 'hold it' at any future sporting event to avoid hearing that donk-donk musical cue coming out of the stall next door.

October 28, 2006 in Blogging, Partners, Straddling the Fence | Permalink | Comments (0) | TrackBack (0)

New Kind of Limited Counsel to Pro Se Clients: Pilot Project on Helping Self-Help

Posted by Alan Childress

Robert Ambrogi reports here on LawSites (via Massachusetts Law Updates, with further links) about a pilot project in Massachusetts permitting attorneys to take on limited appointments of self-represented people, to counsel them on discrete or limited parts of their matter without obligation to take on the case as a whole.  It's starting with family law and probate courts, and even includes drafting documents531931_a_nonstick_frying_pan_1 signed by the client but with the notation "prepared with assistance of counsel."  This may be the closest thing, coincidentally, to something MyShingle's Carolyn Elefant was116412_japanese_restaurant_01_6 just kidding about last week when she marveled at a cooking service that makes the customer do most of the work--and joked we should do that in law practice too.  I suspect she didn't mean to be so prescient. 

October 28, 2006 in Clients, The Practice | Permalink | Comments (0) | TrackBack (1)

Law Firm Outsourcing in NY Times

As reported Oct. 6 here on LPB, there seems to be a trend in law firms to outsource and offshore certain parts of their office operations and even law work.  Friday the New York Times reported on the story, including Clifford Chance's large steps in that direction, as linked here.  [Alan Childress]

October 28, 2006 in Economics, Law Firms, The Practice | Permalink | Comments (0) | TrackBack (0)

More on the Massachusetts Discipline Matter Alleging Extortion Plot

Here is a link to a Boston Globe on-line story with further details, following up on Mike Frisch’s remarkable previous post, on a Massachusetts bar discipline matter involving three attorneys alleged to have tried to extort a law clerk in order to help reverse an unfavorable trial court ruling. The Board of Bar Overseers, he reported, recommended disbarring two lawyers and suspending a third. The further details making the story curiouser and curiouser include the fact that the third lawyer used to be chairman of [wait for it] ... that Board of Bar Overseers (and once president of Nike). One of the others had been "ethics counsel" to two governors; another, a state prosecutor.

You cannot make this stuff up. But it does make a bit more sense out of the comment I made to Mike in reply before (below his post), as to how bizarrely careful (and ultimately lucky) they were to meet the clerk in a state where surreptitious taping is legal. (I thought at the time it seemed to be like making sure not to use the mails while murdering someone.) Maybe, I am now guessing, it was not such a bizarre calculus on their part. Perhaps lawyers involved in such a plot with a background in ethics and prosecutions may have calculated the difference between taping–an easily provable crime (and ethics offense) that is nearly strict liability because it does not seem to depend upon intent–and their larger plot, which presumably had some harebrained 'plausible deniability' built into it which came down to their word (their esteemed and ethically experienced word) against a lowly law clerk’s. They were not just MoeCurlyLarry after all, as I had suggested, yet they clearly did not count on law clerk getting FBI to mike them back. All of this is speculation on my part, but that’s what makes more sense to me after I know more about the three. How else did they think they could get away with this rube goldberg plot?  (One explanation [not mine but does explain the taping and strategy above somewhat]:  their view of the facts is correct, that they intended to expose judicial misconduct not extort anyone, over the hearing examiner's view.) Further blogging on this case is now found at How Appealing as well.  Anyway, the lawyer's former chairmanship of the BBO adds new meaning to the phrase 'bar oversight.'  [Alan Childress]

October 28, 2006 in Ethics | Permalink | Comments (0) | TrackBack (0)