Wednesday, November 11, 2015
Should There Be a Wrongful Incarceration/Execution Exception to Attorney-Client Confidentiality?
Back in 2008, I saw saw a segment on 60 Minutes about Alton Logan. In 1982, Logan was convicted of first degree murder based upon being the trigger man in a robbery gone wrong at a Chicagoland McDonald‘s. What the jury that convicted Logan did not hear was that another man, Andrew Wilson, confessed to the crime Logan allegedly committed. The problem for Logan was that Wilson made that confession to two public defenders, who felt duty-bound not to disclose this client confidence pursuant to the Illinois version of Model Rule of Professional Conduct 1.6, which, in its present form, states that
(a) A lawyer shall not reveal information relating to the representation of a client unless the client gives informed consent, the disclosure is impliedly authorized in order to carry out the representation or the disclosure is permitted by paragraph (b).
(b) A lawyer may reveal information relating to the representation of a client to the extent the lawyer reasonably believes necessary:
(1) to prevent reasonably certain death or substantial bodily harm;
(2) to prevent the client from committing a crime or fraud that is reasonably certain to result in substantial injury to the financial interests or property of another and in furtherance of which the client has used or is using the lawyer's services;
(3) to prevent, mitigate or rectify substantial injury to the financial interests or property of another that is reasonably certain to result or has resulted from the client's commission of a crime or fraud in furtherance of which the client has used the lawyer's services;
(4) to secure legal advice about the lawyer's compliance with these Rules;
(5) to establish a claim or defense on behalf of the lawyer in a controversy between the lawyer and the client, to establish a defense to a criminal charge or civil claim against the lawyer based upon conduct in which the client was involved, or to respond to allegations in any proceeding concerning the lawyer's representation of the client;
(6) to comply with other law or a court order; or
(7) to detect and resolve conflicts of interest arising from the lawyer’s change of employment or from changes in the composition or ownership of a firm, but only if the revealed information would not compromise the attorney-client privilege or otherwise prejudice the client.
(c) A lawyer shall make reasonable efforts to prevent the inadvertent or unauthorized disclosure of, or unauthorized access to, information relating to the representation of a client.
That said, the public defenders did get Wilson to sign an affidavit to this effect along with permission to present it to a court after his death. When Wilson did in fact pass away, the public defenders came forward with the affidavit, and Logan was exonerated and released 26 years after he was wrongfully convicted.
In response to the case, I felt compelled to write an essay, Ordeal by Innocence: Why There Should Be a Wrongful Incarceration/Execution Exception to Attorney-Client Confidentiality. The central argument in the article is that an attorney who comes forward with a client confidence to correct or prevent a wrongful execution or incarceration is doing so "to prevent reasonably certain death or substantial bodily harm." You can see my arguments in the essay; I think they are bolstered by newish evidence that, "For every year spent behind bars, a person’s overall life expectancy decreases by two years."
My exception was modeled after an actual wrongful execution/incarceration exception contained in Massachusetts Rule of Professional Conduct 1.6(b)(1). Since my essay, a similar exception has been created in Alaska. New York and New Jersey (and possibly other states) have also proposed similar exceptions, although they have not been adopted.
I'm raising this issue because, for the second year in a row, a will Skyping into Andrew George's "Wrongful Convictions" Seminar at the George Washington School of Law. I will be very interested to hear the students' thoughts.
But what about readers? Should an attorney be allowed to testify that her client confessed to the crime that led to the conviction of another man? Does it change things if it was a capital offense? And what if the client confidence is not about a confession? What if the client told his attorney that some third party committed the crime? What if the client testified at the defendant's trial, and the attorney knows that some portion of that testimony was untruthful? And what if the confidential information is more damaging to the prosecution than the client?
https://lawprofessors.typepad.com/evidenceprof/2015/11/back-in-2008i-saw-saw-a-segment-on-60-minutes-about-alton-logan.html
Comments
I think it's safe to assume that Daniel is not currently wrongfully imprisoned.
Posted by: carnotbrown | Nov 11, 2015 1:59:31 PM
I think that a duty to be true to justice should overcome client confidentiality ethics
Truth should rule
Posted by: Linnette garber | Nov 11, 2015 6:53:01 PM
So client/lawyer relationship takes priority over the wrongful conviction of an innocent man and over justice? Big picture, lawyers, big picture.
Posted by: FarFarAway | Nov 11, 2015 6:57:03 PM
It is astounding to me that any rational person could believe it is okay in any situation for an innocent person to be incarcerated simply because a guilty party can hide behind the skirts of his or attorney. The attorney, upon coming into possession of such damning information should be compelled to either withdraw from the case or seek a plea for his client, not do his utmost to pin the crime on an innocent person in order to keep his guilty client out of prison. How has American justice become so perverted that we even question this?
Posted by: Elaine | Nov 12, 2015 4:30:18 AM
I think if someone is wrongfully convicted then that takes preference over confidentiality. However I don't think a lawyer should be obligated to hand over clients when a case is unsolved, not at trial, or otherwise has no reason to think an innocent will be wrongfully incarcerated or put to death.
Posted by: Megan Pawlak | Nov 12, 2015 5:28:40 AM
As to why exceptions 2 and 3 wouldn’t apply, the client has not used the lawyers to further the crime in question (he merely told them about the crime after the fact).
To respond to Daniel: the issue, at least in cases that fit the fact-pattern of the example, is that a rigid adherence to attorney-client privilege only serves the interests of the guilty at the expense of the innocent. A narrow exception for confessions, coupled with inadmissibility of the fruit of confessions against the confessor, could free innocent people while minimally harming those who actually commit crimes, and not really harming others at all (I don’t foresee a significant chilling effect on innocent clients, given limitation to confessions). I agree with you that the criminal justice system is a delicate balancing act, but I think sometimes a procedural emphasis detracts from the “search for truth” in ways that are harmful to society at large.
Even the exclusionary rule can detract from the accuracy of the fact-finding function of juries (and doesn’t directly benefit those who do not possess or produce incriminating evidence) but at least, in its indirect effects, it enforces certain socially beneficial objectives, such as police restraint. Even so, an argument can be made that an emphasis on rules more directly related to accuracy, such as the Brady doctrine, ineffective assistance of counsel, etc., would better serve the goal of separating the innocent from the guilty (which most still agree is of primary importance, even in the face of larger questions about the unequal application of justice or the wisdom of criminal policy generally). Litigation of procedural admissibility or privilege questions may divert scant resources from other areas, and thus actually increase the number of wrongful convictions. In the case of actual confessions to defense attorneys, I’m not sure the interests served by confidentiality are really as weighty as your argument suggests.
Posted by: Josh | Nov 12, 2015 8:12:01 AM
Is there any way that the identity of the confessor can be held back from police/heard in some kind of sealed way by a court, so as to protect the innocent person wrongfully accused of the crime, but also to maintain a degree of lawyer-client confidentiality - sharing the info on a need-to-know basis (the judge in a case needing to know so as not to allow a wrongful conviction - but no one else needing to know). Or is this a ridiculous idea?!
Posted by: Cupcake | Nov 13, 2015 8:50:34 AM
Colin: I remember seeing on Twitter that you had a new "bombshell" to drop in mid-November. Any updates as to when we can expect that information? Thanks!
Posted by: Ann | Nov 13, 2015 11:29:28 AM
I go in the opposite direction. I generally think the attorney-client privilege is too weak and needs to be strengthened. Even in situations like the ones you describe--where the innocent man in prison cuts a very sympathetic figure--I remain opposed. Fundamentally, there is no such thing as human-created "perfect justice". There is only a balancing of interests. It makes no sense to me that to seek to protect the innocent by undermining the rules that protect the innocent--which is exactly what the exception you propose does.
In my view the underlying problem is that some people are morally uncomfortable with the idea that an innocent person is in prison. I'm not. I'm comfortable with innocent people being in prison not because I think it is a good thing but because I think it is an inevitable consequence of the human condition. Should good people work to make that number as small as possible? Yes. But not at the expense of every other value. And a person being able to confide freely and without hesitation to the person (his lawyer) who is responsible for his defense is a value that should not be so easily paltered with.
Posted by: Daniel | Nov 11, 2015 9:51:08 AM