Thursday, December 27, 2018

FINRA Seeking To Ban Non-Attorney Representatives (a/k/a NARs)

We now have some new developments on the non-attorney representative front.  After taking time to consider responses to its prior request for comments, FINRA's board has approved a new rule proposal to prohibit "compensated non-attorney representatives from practicing in the FINRA arbitration and mediation forum."  Once filed with the SEC, the proposed rule should be available here.

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