Thursday, May 7, 2015

New Article: Janus Capital in Criminal Cases

Last year, I blogged about a Fourth Circuit case, Prousalis v. Moore, which held that the Janus Capital definition of “maker” in Rule 10b-5 did not apply in criminal cases. For those who are interested, a short article on wrote on that topic, “Make” Means “Make”: Rejecting the Fourth Circuit’s Two-Headed Interpretation of Janus Capital, is now available on SSRN.

The paper is to be included in a symposium honoring the late Alan Bromberg, an outstanding securities scholar, as well as a mentor and friend.

https://lawprofessors.typepad.com/business_law/2015/05/new-article-janus-capital-in-criminal-cases.html

C. Steven Bradford, Case Law, Securities Regulation | Permalink

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