ABA National Institute on Securities Fraud Conference

ABA National Institute on Securities Fraud Conference

The ABA National Institute on Securities Fraud is set for September 28-29 in Washington, D.C. The program can be found here. According to the program, some of the topics to be covered in the conference are:

How to handle/represent whistleblowers

How to cope with and conduct internal investigations

Compliance: Is your client making it or faking it?

How to cope with parallel investigations by the SEC, DOJ and plaintiffs

Multiple charges: Fighting the two, three, and four-front war

Criminal provisions of Sarbanes-Oxley

When regulatory violations become criminal prosecutions

Outside accountants as gatekeepers

(esp)