Wills, Trusts & Estates Prof Blog

Editor: Gerry W. Beyer
Texas Tech Univ. School of Law

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Sunday, August 24, 2014

New Handbook on Prudent Practices for Investment Advisors

Handbook AdvisorsA revised edition of Prudent Practices for Investment Advisors has been published by fi360. This handbook walks investment professionals through a four-step process for advising clients on investment decisions. Here is a description of the handbook from the authors’ website:

The Prudent Practices for Investment Advisors are for professionals who are responsible for providing investment advice and/or managing investment decisions, including wealth managers, financial advisors, trust officers, financial consultants, investment consultants, financial planners, and fiduciary advisers.

. . . .

Each Practice has been substantiated by applicable legislation, regulation, and/or case law to ensure compliance. Full citations, as well as detailed Criteria, narrative discussion, practical application, and suggested procedures can be found in the Prudent Practices for Investment Advisors handbook . . . .

http://lawprofessors.typepad.com/trusts_estates_prof/2014/08/new-handbook-on-prudent-practices-for-investment-advisors-.html

Books, Books - For Practitioners, Estate Planning - Generally | Permalink

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