Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Tuesday, December 19, 2017

New Securities Law Articles in Print

The following law review articles relating to securities regulation are now available in paper format:

Mark Hayden Adams, Note, Insider Trading Law That Works: Using Newman and Salman to Update Dirks's Personal Benefit Standard, 49 Loy. L. Rev. 575 (2016).

M. Dalton Downing, Note, Picket Signs Versus Pocket Books: Using U.S. Securities Law to Compel Corporate Lobbying Disclosure, 53 Tulsa L. Rev. 85 (2017).

Wulf A. Kaal, Dynamic Regulation Via Contingent Capital, 36 Rev. Banking & Fin. L. 767 (2016-2017).

Wulf A. Kaal, Private Fund Investor Due Diligence: Evidence from 1995 to 2015, 36 Rev. Banking & Fin. L. 257 (2016-2017).

Wulf A. Kaal & Bentley J. Anderson, Unconstrained Mutual Funds and Retail Investor Protection, 36 Rev. Banking & Fin. L. 817 (2016-2017).

Jillian Loh, Comment, Could the Pay Ratio Disclosure Backfire? Examining the Effects of the SEC's Pay Ratio Disclosure Rule, 4 Tex. A&M L. Rev 417 (2017).

Michael D. Moritz, The Advent of Scienterless Fraud? Applying Omincare to Section 10(b) and Rule 10b-5 Claims, 13 N.Y.U. J.L. & Bus. 595-631 (2017).

Zachary L. Pechter, Note, The Case for a Uniform Definition of a Leveraged Loan, 43 Fla. St. U. L. Rev. 1409 (2016).

Edward L. Pittman, Quantitative Investment Models, Errors, and the Federal Securities Laws, 13 N.Y.U. J.L. & Bus. 633-773 (2017).

Kevin J. Smith, The Foreign Corrupt Practices Act: Set Aside The Moral and Ethical Debates, How Does One Operate Within This Law?, 45 Hofstra L. Rev. 1119 (2017).

Micah Smith, Note, A Privatized Approach to Derivatives Regulation: The CPMI-IOSCO's Proposed Unique Transaction Identifier Scheme and Its Practical Effects on Transparency and Regulatory Arbitrage, 45 Ga. J. Int'l & Comp. L. 411 (2017).

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