Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, April 24, 2017

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Evelyn S. Anderson, Note, Wealth and Knowledge: Strengthening the Economy by Expanding the Qualified Purchaser "Sophisticated" Standard under the Investment Company Act of 1940, 102 Iowa L. Rev. 735 (2017).

Brian P. Baxter, Note, The Securities Black Market: Dark Pool Trading and the Need for a More Expansive Regulation ATS-N, 70 Vand. L. Rev. 311 (2017).

Justin Blount & Drew Thornley, Federal Preemption in Securities Laws, the Investment Contract, and Macroprudential Financial Regulation, 14 DePaul Bus. & Com. L.J. 273 (2016).

John C. Calhoun, Looking for the Dog that Didn't Bark: Do Increased SEC Budgets Reduce Rates of Securities Fraud?, 41 Vt. L. Rev. 209 (2016).

John Gibbons, Comment, Why Judicial Deference to Administrative Fact-Finding Is Unconstitutional, 2016 BYU L. Rev. 1485.

Timothy M. Joyce, Note, 1000 Days Late & $1 Million Short: The Rise and Rise of Intrastate Equity Crowdfunding, 18 Minn. J. L. Sci. & Tech. 343 (2017).

Andrew C.W. Lund & Robert Schonlau, Golden Parachutes, Severance, and Firm Value, 68 Fla. L. Rev. 875 (2016).

Gideon Mark, SEC and CFTC Administrative Proceedings, 19 U. Pa. J. Const. L. 45 (2016).

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