Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Tuesday, August 5, 2014

Sjostrom on Direct Private Placements

William K. Sjostrom Jr. has posted Direct Private Placements on SSRN with the following abstract:

A direct private placement, or DPP, is a private securities offering to investors by a company without the aid of a placement agent. In other words, it is an offering marketed and sold directly to investors by company personnel. The paper examines two impediments to a DPP: (1) a company’s lack of relationships with accredited investors, and (2) company personnel lack of federal broker and state agent registrations.

http://lawprofessors.typepad.com/securities/2014/08/sjostrom-on-direct-private-placements.html

| Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef01a511f0d149970c

Listed below are links to weblogs that reference Sjostrom on Direct Private Placements:

Comments

Post a comment