Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, June 16, 2014

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Eric Alden, Blocking the Ax: Shielding Corporate Counsel from Retaliation as an Alternative to White Collar Hypercriminalization, 36 U. Haw. L. Rev. 95 (2014).

Lynn Bai, Broker-Dealers, Institutional Investors, and Fiduciary Duty: Much Ado About Nothing?, 5 Wm. & Mary Bus. L. Rev. 55 (2014).

Allison M. Blake, Note, SEC Cannot Cleanse the Electronics Industry Alone: "Blood Minerals" Mandatory Disclosure Legislation Effective Only If Applied Across the Board, 39 J. Corp. L. 395 (2014).

Samantha Booth, Comment, Here Comes the Sun: How Securities Regulations Cast a Shadow on the Growth of Community Solar in the United States, 61 UCLA L. Rev. 760 (2014).

Blaine F. Burgess, Note, Securities Prosecution: Unconventional Securities and the Inherently Defective Common Enterprise Rules, 41 N. Ky. L. Rev. 159 (2014).

Jeremy Derman, Note, Does the SEC Rule the Job Creation Roost? Squaring SEC Rulemaking with the JOBS Act's Relaxation of the Prohibition Against General Solicitation and Advertising, 47 Suffolk U.L. Rev. 139 (2014). 

Laura Anne Gallagher, Student Article, The Governance and Regulation of International Finance: A Positive Forecast, 14 UC Davis Bus. L.J. 169 (2013). 

Nicholas L. Georgakopoulos, Financial Armageddon Routs Law Again, 14 UC Davis Bus. L.J. 1 (2013).

Jesse D. Gossett, Student Article, Financial Institution Executive Compensation: The Problem of Financially Motivated Excessive Risk-Taking, the Regulatory Response, and Common Sense Solutions, 14 UC Davis Bus. L.J. 51 (2013).

Emily Kehoe, Hedge Fund "Regulation" for Systemic Risk: Largely Impossible, 14 J. Bus. & Sec. L. 35 (2013).

C.N.V. Krishnan et al., Jurisdictional Effects in M&A Litigation, 11 J. Empirical Legal Stud, 132 (2014). 

Ryan Sanchez, Student Article, The New Crowdfunding Exemption: Only Time Will Tell, 14 UC Davis Bus. L.J. 109 (2013).

Jeanne L. Schroeder, Taking Stock: Insider and Outsider Trading by Congress, 5 Wm. & Mary Bus. L. Rev. 159 (2014). 

Jeff Schwartz, The Law and Economics of Scaled Equity Market Regulation, 39 J. Corp. L. 347 (2014). 

Olesya Sidorkina, Student Article, Establishing Corporate Parent Liability for FCPA Violations, 14 UC Davis Bus. L.J. 89 (2013).

Christina M. Sumpio, Note, Marketing of Investment Advisers to Public Pension Plans: Achieving Transparency Through Lobbying Regulations?, 5 Wm. & Mary Bus. L. Rev. 243 (2014).

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