Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, April 24, 2014

NASAA Survey Finds Inconsistent Broker-Dealer Fee Disclosure and Questionable Markups

Details available here.

http://lawprofessors.typepad.com/securities/2014/04/nasaa-survey-finds-inconsistent-broker-dealer-fee-disclosure-and-questionable-markups.html

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