Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, March 17, 2014

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Catherine G. Dearlove & A. Jacob Werrett, Proxy Access by Private Ordering: A Review of the 2012 and 2013 Proxy Seasons, 69 Bus. Law. 155 (2013).

Bryan Denberg, Note, Paying the Toll to be Class Member: The Impact of American Pipe Doctrine on Section 13 of the Securities Act of 1933, 87 St. John's L. Rev. 239 (2013).

Brent J. Horton, Toward a More Perfect Substitute: How Pressure on the Issuers of Private-Label Mortgage-Backed Securities Can Improve the Accuracy of Ratings, 93 B.U. L. Rev. 1905 (2013).

Todd B. Pfister & Aubrey Refuerzo, New NYSE and NASDAQ Listing Rules Raise the Accountability of Company Boards and Compensation Committees through Flexible Standards, 69 Bus. Law. 135-154 (2013).

Limor Riza, Should Tax Law Mind Minority and Monitor Majority: The Case of Undistributed Dividends and the Ability-to-Pay Principle, 13 Hous. Bus. & Tax L.J. 86 (2013).

Symposium, The Growth and Importance of Compliance in Financial Firms: Meaning and Implications,  8 Brook. J. Corp. Fin. & Com. L. 1-133 (2013) (featuring an introduction by James A. Fanto and articles by Barbara Black, Deborah A. DeMott, Tamar Frankel and Jerry W. Markham).

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