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Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, April 9, 2013

SEC Announces Speakers for Roundtable on Fixed Income Markets

The SEC announced the speakers for its April 16 roundtable on Fixed Income Markets, which will focus on ways to improve the transparency and efficiency of the fixed income markets.  They include:

Panel 1: Current Market Structure for Municipal Securities
Robert F. Auwaerter, Principal and Head of the Fixed Income Group at The Vanguard Group Inc.
John Bonow, CEO at The PFM Group
Larry Bowden, Executive Vice President and Director of Fixed Income Sales and Trading at Stephens Inc.
Ric Edelman, Chairman and CEO at Edelman Financial Services
Joseph A. Hemphill III, CEO at Regional Brokers Inc.
Burton Hollifield, Professor of Financial Economics at Carnegie Mellon University
Craig A. Noble, Managing Director and Head of Retail Fixed Income at Wells Fargo Advisors
Benjamin S. Thompson, CEO and Managing Principal at Samson Capital Advisors LLC
Thomas S. Vales, Chairman and CEO at TMC Bonds LLC  
 
Panel 2: Current Market Structure for Corporate Bonds and Asset-Backed Securities
Steven C. Genyk, Managing Director and Head of Fixed Income Capital Markets at Janney Montgomery Scott LLC
Michael A. Goldstein, Professor of Finance, Donald P. Babson Chair in Applied Investments, and Chair of the Finance Department at Babson College
Nancy Mueller Handal, Managing Director and Head of Structured Finance at MetLife
Colin Heffron, CEO at GFI Group Inc.
Jonathan Horne, Executive Vice President and Portfolio Manager at Pacific Investment Management Company
Richard M. McVey, Chairman and CEO at MarketAxess
Kevin Molloy, Managing Director of Fixed Income at NYSE Bonds
Eric J. Pitt, Managing Director at J.P. Morgan Securities
Neil M. Schloss, Treasurer and Vice President at Ford Motor Company
Robert G. Smith, President, Chief Investment Officer and Principal at Sage Advisory Services Ltd. Inc.  
 
Panel 3: Potential Improvements to the Market Structure for Municipal Securities
Robert F. Auwaerter, Principal and Head of the Fixed Income Group at The Vanguard Group Inc.
Burton Hollifield, Professor of Financial Economics at Carnegie Mellon University
Lynnette Kelly, Executive Director at the Municipal Securities Rulemaking Board
Jason Lehman, Co-CEO and Managing Member at Headlands Technologies LLC
Marshall Nicholson, President at Knight BondPoint
Craig A. Noble, Managing Director and Head of Retail Fixed Income at Wells Fargo Advisors
Paige W. Pierce, President and CEO at RW Smith
Benjamin S. Thompson, CEO and Managing Principal at Samson Capital Advisors LLC
J. Ben Watkins, Director of Bond Finance, State of Florida, and Chairman of the Government Finance Officers Association Debt Committee
Brad Winges, Managing Director and Head of Fixed Income, Sales, Trading and Underwriting at Piper Jaffray Investment Management
 
Panel 4: Potential Improvements to the Market Structure for Corporate Bonds and Asset-Backed Securities
Steven C. Genyk, Managing Director and Head of Fixed Income Capital Markets at Janney Montgomery Scott LLC
Nancy Mueller Handal, Managing Director and Head of Structured Finance at MetLife
Colin Heffron, CEO at GFI Group Inc.
Richard G. Ketchum, Chairman and CEO at FINRA
Richard M. McVey, Chairman and CEO at MarketAxess
Kevin Molloy, Managing Director of Fixed Income at NYSE Bonds
Neil M. Schloss, Treasurer and Vice President at Ford Motor Company
Dexter Senft, Managing Director at Morgan Stanley
Robert G. Smith, President, Chief Investment Officer and Principal at Sage Advisory Services Ltd. Inc.
Kumar Venkataraman, Chairman of the Finance Department and Fabacher Endowed Professor of Alternative Asset Management at Southern Methodist University Cox School of Business
Christopher J. Vogel, Managing Director and Global Head of Fixed Income and Currency Trading at Blackrock Inc. 
 

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