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March 19, 2013
FINRA and Charles Schwab's Class Action Waiver
Jill Gross and I critique the FINRA hearing panel's recent decision in a disciplinary proceeding against Charles Schwab, holding that FINRA's arbitration rule prohibiting class action waivers was unenforceable, at the CLS Blue Sky Blog. Do Broker-Dealers Have a Green Light to Force Investors to Waive Class Actions in Court?March 19, 2013 in Securities Arbitration | Permalink
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