January 16, 2013
SEC Extends Comment Period for Proposed Rule Regulating Security-Based Swap Dealers
On November 23, 2012, the SEC published a proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants under the Securities Exchange Act of 1934 and amend capital requirements for broker-dealers. The Commission is extending the time period in which to provide the Commission with comments. until February 22, 2013.
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