Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, January 16, 2013

SEC Extends Comment Period for Proposed Rule Regulating Security-Based Swap Dealers

On November 23, 2012, the SEC published a proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants under the Securities Exchange Act of 1934 and amend capital requirements for broker-dealers. The Commission is extending the time period in which to provide the Commission with comments. until February 22, 2013.

Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers

http://lawprofessors.typepad.com/securities/2013/01/sec-extends-comment-period-for-proposed-rule-regulating-security-based-swap-dealers.html

SEC Action | Permalink

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