Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Thursday, December 6, 2012

FINRA Issues Guidance on Private Placement Rules

FINRA posted on its website Frequently Asked Questions About Sale of Private Placements under FINRA Rules 5122 and 5123.

http://lawprofessors.typepad.com/securities/2012/12/finra-issues-guidance-on-private-placement-rules.html

Film, Other Regulatory Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef017c3458352a970b

Listed below are links to weblogs that reference FINRA Issues Guidance on Private Placement Rules:

Comments

Post a comment