October 16, 2012
SEC Takes Up Capital, Margin & Segregation Rules for Security-Based Swap Dealers Tomorrow
The SEC posted its Open Meeting Agenda for its October 17, 2012 meeting:
The Commission will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, and amendments to Rule 15c3-1 under the Exchange Act for broker-dealers.
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