Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, October 16, 2012

SEC Takes Up Capital, Margin & Segregation Rules for Security-Based Swap Dealers Tomorrow

The SEC posted its Open Meeting Agenda for its October 17, 2012 meeting:

The Commission will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, and amendments to Rule 15c3-1 under the Exchange Act for broker-dealers.

http://lawprofessors.typepad.com/securities/2012/10/sec-takes-up-capital-margin-segregation-rules-for-security-based-swap-dealers-tomorrow.html

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