Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, October 19, 2012

SEC Posts Text of Proposed Rule on Requirements for Security-Based Swap Dealers

The SEC has posted on its website the release on the proposed rule regarding Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Majority Security-Based Swap Participants and Capital Requirements for Broker-Dealers.  Comments are due 60 days after publication in the Federal Register. ( Download 34-68071[1])

http://lawprofessors.typepad.com/securities/2012/10/sec-posts-text-of-proposed-rule-on-requirements-for-security-based-swap-dealers.html

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