Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, October 11, 2012

Draft Registration Statements Required to be Filed on EDGAR Beginning Oct. 15

The SEC announced that draft registration statements will be required to be submitted and filed on EDGAR beginning Oct. 15.  The SEC had previously announced that EDGAR had been updated to allow certain Emerging Growth Companies and foreign private issuers to submit draft registration statements for non-public review and that filing on EDGAR would be voluntary for a brief period until the EDGAR Filer Manual for EDGAR Release 12.2 became effective.

The Commission recently adopted the revised EDGAR Filer Manual for Release 12.2, and it is expected to be published in the Federal Register on October 15, 2012. Consequently, beginning October 15, 2012, draft registration statements and amendments as well as related correspondence must be submitted or filed via the EDGAR system.

http://lawprofessors.typepad.com/securities/2012/10/draft-registration-statements-required-to-be-filed-on-edgar-beginning-oct-15.html

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