Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Tuesday, August 14, 2012

Peregrine CEO Indicted on Federal Fraud Charges

Russell R. Wasendorf Sr., CEO of Peregrine Financial Group, was indicted yesterday by a federal grand jury in Iowa on multiple counts of submitting false reports to the CFTC.  Last month Wasendof confessed to stealing over $100 million in clients' funds and attempted suicide.  NYTimes Dealbook, Peregrine Chief Is Indicted in Brokerage Fraud Case

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