Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, June 5, 2012

House Schedules Hearing on Investment Adviser Oversight Act

The House Financial Services Committee has scheduled a hearing on “H.R. 4624, the Investment Adviser Oversight Act of 2012”
for June 6, 2012 . The witness list includes:

•Mr. Dale Brown, President and Chief Executive Officer, Financial Services Institute
•Mr. Thomas D. Currey, Past President, National Association of Insurance and Financial Advisors
•Mr. Chet Helck, Chief Operating Officer, Raymond James Financial Inc., on behalf of the Securities Industry and Financial Markets Association
•Mr. Richard Ketchum, Chairman and Chief Executive Officer, Financial Industry Regulatory Authority
•Mr. John Morgan, Securities Commissioner of Texas, on behalf of the North American Securities Administrators Association
•Mr. David Tittsworth, Executive Director and Executive Vice President, Investment Adviser Association
 

http://lawprofessors.typepad.com/securities/2012/06/house-schedules-hearing-on-investment-adviser-oversight-act.html

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