April 30, 2012
SEC Posts New Definitions and Rules Regarding Swaps
On April 27 the SEC posted new rules and interpretive guidance under the Commodity Exchange Act (“CEA”), and the Securities Exchange Act of 1934 (“Exchange Act”), to further define the terms “swap dealer,” “security-based swap dealer,” “major swap participant,” “major security-based swap participant,” and “eligible contract participant.”(Download 34-66868) The final rules are effective 60 days after publication in the Federal Register.
TrackBack URL for this entry:
Listed below are links to weblogs that reference SEC Posts New Definitions and Rules Regarding Swaps: