Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, March 29, 2012

Happy 75 to Rule 10b-5!

The SEC Historical Society will be featuring the 75th anniversary of Rule 10b-5 on its website in April.

Read the minutes of the Commission meeting adopting 10b-5. For a behind the scenes view, read Mayer Newfield’s February 8, 1996 letter to Milton Freeman; both were present at the Commission meeting.

To learn more about the use and impact of 10b-5, visit the 10b-5 section in the “Fair To All People: The SEC and the Regulation of Insider Trading” Gallery; access the Insider Trading section in “The Bright Image: The SEC, 1961-1973” Gallery, or listen to the May 22, 2007 Fireside Chat on Insider Trading.

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